10/10/2018
This new piece of legislation further supports the ever-growing need for efficient task and responsibilities allocation to specialized independent actors.
10/10/2018
The hearing in the Tribunal de Grande Instance in Paris kicked off with UBS repeating its stance that the French state had disregarded due process, and the separation of powers had not been observed, as reported by the news agency «AWP», among
10/10/2018
This implementation period will allow time for entities carrying on business in the financial services sector and consumers to adjust to the UK’s withdrawal from the EU.
10/10/2018
The Code is applicable to all companies with a premium listing, whether incorporated in the UK or elsewhere, such as Guernsey.
10/10/2018
We continue to prepare for a range of scenarios, including one in which the UK leaves the EU without a deal and without entering an implementation period.
10/10/2018
It is not intended to make policy changes, other than where appropriate to reflect the UK’s new position outside the EU.
10/10/2018
It also set out its approach to the regulation of Credit Rating Agencies, Trade Repositories and Data Reporting Services Providers.
10/10/2018
Top judges say lower court must toss order to have bank tried
10/10/2018
In a case drawing international scrutiny, the Federal Supreme Court by a 3-2 majority rejected an appeal by Zurich prosecutors in the case involving former private banker Rudolf Elmer, who denied all the charges.
10/09/2018
The draft SI itself is provided, alongside an explanatory policy note.
10/09/2018
'Important step' for business
10/09/2018
Robert Tchenguiz was arrested alongside his brother Vincent by the City of London police in 2011 as part of an SFO investigation into the collapse of Kaupthing in 2008.
10/09/2018
Parmaco is a fast-growing Finnish real estate company which specialises in building and renting high quality buildings for schools, day care providers and nursing homes.
10/09/2018
The agreement does not affect the threat that the British government may impose public beneficial ownership registers in the overseas territories through an order in council, if they have not been implemented by 2020.
10/09/2018
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.
10/09/2018
Scourfield, from Reading, admitted conspiracy to corrupt, money laundering and four counts of fraudulent trading last August and was jailed for 11 years in February 2017.
10/09/2018
Linda joined the Financial Services Authority (FSA) in 2001.
10/09/2018
The breaches include failure to put in place the necessary governance, policies and procedures to implement the Code until two years and eight months after the Code came into effect
10/08/2018
The 7,000 small investors who signed up to the group won a £200 million settlement from RBS in June last year, meaning the bank could avoid a high-profile court case.
10/08/2018
The Financial Conduct Authority asked the banking giant to overhaul its lending practices when it learnt of the shortcomings, which were set out in a report from 2016.