10/09/2018
Robert Tchenguiz was arrested alongside his brother Vincent by the City of London police in 2011 as part of an SFO investigation into the collapse of Kaupthing in 2008.
10/09/2018
Parmaco is a fast-growing Finnish real estate company which specialises in building and renting high quality buildings for schools, day care providers and nursing homes.
10/09/2018
The agreement does not affect the threat that the British government may impose public beneficial ownership registers in the overseas territories through an order in council, if they have not been implemented by 2020.
10/09/2018
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.
10/09/2018
Scourfield, from Reading, admitted conspiracy to corrupt, money laundering and four counts of fraudulent trading last August and was jailed for 11 years in February 2017.
10/09/2018
Linda joined the Financial Services Authority (FSA) in 2001.
10/09/2018
The breaches include failure to put in place the necessary governance, policies and procedures to implement the Code until two years and eight months after the Code came into effect
10/08/2018
The 7,000 small investors who signed up to the group won a £200 million settlement from RBS in June last year, meaning the bank could avoid a high-profile court case.
10/08/2018
The Financial Conduct Authority asked the banking giant to overhaul its lending practices when it learnt of the shortcomings, which were set out in a report from 2016.
10/08/2018
Open-ended funds that invest in illiquid assets can encounter difficulties if significant numbers of investors simultaneously try to withdraw their money at short notice. An example of this occurred following the result of the UK referendum on EU membersh
10/08/2018
Financial advisers surveyed by Royal London were in general in favour of this new method of talking to clients about whether transfers are a good idea
10/08/2018
The MoU also establishes a framework for exchange of information, regular dialogue as well as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong public funds and United Kingdom retail funds.
10/08/2018
FCA had a statutory objective to promote effective competition in the interest of consumers
10/08/2018
The City regulator is looking into companies accused of flouting new rules — but some say it isn’t doing enough
10/07/2018
They used encrypted computers, had business cards without the lender’s logo and were told to switch hotels regularly, according to prosecutors.
10/05/2018
Mr Shaw said asset-based lenders were generally smaller organisations, which he believed strengthened the position to deal with complex cases.
10/05/2018
The claimants say they were told by senior private banking managers that the brothers were personally backing the notes.
10/05/2018
A JAILED banker's mystery wife who splashed £1.6m a year on shopping sprees in Harrods is being asked how she paid for her lifestyle that included property worth £22m.
10/05/2018
Maijoor also signalled a need to ensure that clearing of euro-denominated derivatives by UK-based clearing houses can continue after next March.
10/05/2018
He is a Swedish aristocrat, MD in wealth management and presumably a notorious fraudster
In Switzerland, he is not an unknown entity either: the Swede has aristocratic roots, his father was a well-known diplomat, and clients he allegedly defrauded have turned to Swiss regulator Finma.