08/07/2018
A significant aspect of these reforms is that certain industry sectors will find themselves within the scope of AML/CFT legislation for the first time and will be subject to direct supervision for AML/CFT purposes by competent authorities.
08/07/2018
The former UBS employee was sexually molested by her manager
08/07/2018
As part of the consultation, the group is seeking views on the mission statement for the GFIN, its proposed functions, and where it should prioritise activity.
08/07/2018
Tax residence benefits are only for businesses that have real substance, says central bank
08/07/2018
The Court of Appeal considered the High Court's decision to refuse the claimants permission to make two key (but contentious) amendments to the particulars of claim.
08/06/2018
The result confirmed Bakers as the third highest billing firm in the world, behind Kirkland & Ellis and Latham & Watkins.
08/06/2018
Rawlison said the firm was climbing up the value chain in the mandates it acted on, pointing to the 13% growth in profits outpacing the increase in revenue.
08/06/2018
Customers were subjected to highly pressurised sales tactics and were misled about the amount of returns made on investments.
08/06/2018
Mr Shah is due to appear at Brighton Magistrates Court on 15 August 2018.
08/06/2018
The wealth management firm will “vigorously defend itself” if claims are advanced
08/06/2018
It's too soon to know if criminal charges will result, said the prosecutor. "We are very concerned that every stone in this case is turned over."
08/06/2018
Dispute between Italian bank and hedge fund over complex debt instrument deepens
08/03/2018
The publication of the data for the SI calculations for derivatives and other instruments will start on 1 February 2019 as set out in the plan announced by ESMA on 12 July 2018.
08/03/2018
"The judgment is a big success for UBS, and it took a lot of effort. In a first hearing, UBS struggled to be named a party in the case and to access the French files," Jacquemart said.
08/03/2018
The five firms described the credit opinions they gave clients as “shadow ratings”. They contained credit opinions on different borrowers and instruments, as well as rating scales.
08/03/2018
Personal data"’ means any data that relates to an individual who can be identified from that data
08/03/2018
Compliance with the CRS is not a choice; it’s an obligation. And the penalties for non-compliance are severe.
08/03/2018
He then pleaded guilty on the day of trial to one count of theft from the cricket club.
08/02/2018
Firms have also expressed a need for solutions to value the research, budget for it, and report back to their clients.
08/02/2018
The Tribunal found TailorMade's customers were given bad advice to transfer into a Sipp which was to be invested in either a single, or a very small number of, inherently risky overseas property investments - notably Harlequin.