11/20/2018
“The absence of an effective, global sanctions-compliance infrastructure and lack of management oversight allowed Société Générale employees to ignore the scope and applicability of laws governing economic sanctions, as w
11/20/2018
Barclays was accused of concealing 21.6 billion pounds (then about US$42 billion) of mortgage-backed securities and other risky assets insured by monoline insurers, and a March 2008 “directive” by the U.K. Financial Services Authority requirin
11/20/2018
Since the TV money got big and players of my generation started retiring, problems have become bigger.
11/19/2018
The report examines existing challenges and considers alternative models that could in time result in improvements in speed, cost and transparency for users.
11/19/2018
This article highlights key aspects of the EU’s fourth and successive directives, which are an important part of Europe’s response to financial crime.
11/19/2018
The draft SIs are provided, alongside explanatory policy notes.
11/19/2018
KPMG’s Connected Enterprise framework is noted as driving ‘end-to-end business transformation’.
11/19/2018
The attorneys were relentless in questioning the truthfulness of whistle-blowers who helped trigger the probe.
11/19/2018
The letter provides confirmation that these objectives have been secured.
11/18/2018
One bank has been added to the list and two banks have been removed from the list and therefore the overall number of G-SIBs decreases from 30 to 29.
11/18/2018
Access to correspondent banking relationships remains a critical issue in some regions and jurisdictions.
11/18/2018
Chief Secretary to the Treasury, Elizabeth Truss visits Latin America to build relationships with Brazil and Chile.
11/18/2018
HM Treasury’s programme of secondary legislation to ensure that the UK continues to have a functioning financial services regulatory regime in all scenarios, when the UK leaves the EU in March 2019.
11/16/2018
This firm is not authorised by us and is targeting people in the UK.
11/16/2018
The legal form of organizing these sovereign funds is that of Romanian joint-stock companies under terms to be established separately under government decisions.
11/16/2018
Aviva has sent an email to affected customers apologising
11/16/2018
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
11/16/2018
MAR foresees administrative sanctions for infringing the Regulation, which depending on the gravity of the infringement, can amount up to 5,000,000 Euros.
11/16/2018
The FCA appears not to have thought about how it will approach its analysis of these types of allegations.
11/16/2018
Last month STM, which provides international tax planning, acquired the troubled UK Sipp provider Carey Pensions in a deal worth up to £400,000.