10/19/2018
The second stage will comprise a further review of any case found not to have been handled in accordance with the FOS’ controls and standards to examine the outcome, which will be undertaken by Carol Brady MBE.
10/19/2018
From the 129 client files reviewed, 51 per cent of the advice given was suitable, the regulator found.
10/19/2018
Santander's role in the scheme was to carry out trades, the prosecutors say, as one of many parties involved.
10/17/2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.
10/17/2018
The changes will mean that SMEs with an annual turnover below £6.5m and fewer than 50 employees, or an annual balance sheet below £5m will now be able to refer unresolved complaints to the ombudsman service.
10/17/2018
The ECB’s supervisory board has already agreed to withdraw the bank’s license, one ECB official told Reuters, but the decision will be finalised only after some legal issues are resolved.
10/17/2018
The principles were first issued for consultation in December 2017, and the comments received were highly supportive of this initiative and helped inform the Committee's work to revise the 2009 principles.