08/07/2018

Irish AML Requirements Facing a Shake-Up

A significant aspect of these reforms is that certain industry sectors will find themselves within the scope of AML/CFT legislation for the first time and will be subject to direct supervision for AML/CFT purposes by competent authorities.

08/03/2018

If it ain’t broke,don’t regulate it

The five firms described the credit opinions they gave clients as “shadow ratings”. They contained credit opinions on different borrowers and instruments, as well as rating scales.

08/02/2018

Tribunal upholds FCA ban on Harlequin adviser

The Tribunal found TailorMade's customers were given bad advice to transfer into a Sipp which was to be invested in either a single, or a very small number of, inherently risky overseas property investments - notably Harlequin.