02/12/2018
This report summarises our key areas of focus, and highlights examples of good and poor practice,” the FCA adds, noting that it is based on a number of “cross-firm reviews on themes related to alorithmic trading.
02/12/2018
A spokesman for St James’s Place said: "Any attempt to provide greater clarity for consumers can only be a good thing."
02/11/2018
Payment fully covered by provisions, will have no financial impact on figures for current fiscal year.
02/09/2018
The modification is available until 31 August 2018
02/08/2018
The results came less than a week after Deutsche Bank AG, it’s larger rival, posted its third consecutive annual loss
02/08/2018
Spain named Economy Minister Luis de Guindos on Wednesday as a candidate for the coveted vice-presidency of the European Central Bank, pitching him against Ireland’s central bank governor Philip Lane. The race to be the ECB’s number two kicks
02/08/2018
The Financial Conduct Authority and the Information Commissioners Office have today published an update on the EU General Data Protection Regulation.
02/08/2018
The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the Financial Conduct Authority (FCA) for offences under the Consumer Credit Act 1974 and the Financial Services
02/08/2018
These notices aim to prepare stakeholders for this event, setting out the consequences that the UK withdrawal will have on banking and finance rules.
02/08/2018
Such meetings can be the trigger of criminal proceedings and formal accusations.
02/07/2018
Helping clients interested or needing to secure additional citizenships, or residency rights through investment programmes, will be an area of particular focus
02/07/2018
Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.
02/07/2018
Bank of England Statements of Commitment to Market Codes
The principles of these Codes are important in promoting the integrity and effective functioning of these respective markets.
02/07/2018
Some trusts can also have the benefit of supplying funds without depriving vulnerable persons of the means tested benefits on which they are reliant.
02/07/2018
The regulator’s study also found that, in general, foreign funds charged slightly higher fees on average than French funds for equivalent asset classes.
02/07/2018
A host of failings have been flagged up during the Jersey Financial Services Commission’s (JFSC) review of 10 locally-based firms and the suitability of the investments they recommend.
02/07/2018
Conservative MP and Treasury Committee Chair Nicky Morgan said in a letter sent to the FCA Chief Executive Andrew Bailey dated Wednesday that although she notes Bailey's concerns that publication would serve as a "precedent" that this is
02/07/2018
The FCA initially rejected the complaint and it was then referred to the Complaints Commissioner.
02/06/2018
A failure to provide a response to a UWO may give rise to a presumption that the property is recoverable under any subsequent civil recovery action.
02/06/2018
Seven Investment Management (7IM) appears to have become the latest firm to be the target of scammers cloning its identity.