01/30/2018
Has the FCA’s IFA register been reprieved?
Until very recently it looked inevitable that the FCA’s IFA register would fall by the wayside, despite opposition from advisers and the industry.
01/30/2018
Until very recently it looked inevitable that the FCA’s IFA register would fall by the wayside, despite opposition from advisers and the industry.
01/30/2018
Shell firms were advertised as "Scottish zero-tax offshore companies" across the European Union.
01/29/2018
Casey Quirk is making a pitch for consolidating fund management groups on the continent
01/29/2018
The High Court has granted permission for the bank to appeal the decision.
01/29/2018
Beneficial owner shall be registered until January 1st, 2019
01/29/2018
The investigation will be conducted as quickly and thoroughly as possible
01/29/2018
Deutsche Bank and UBS have agreed to pay $30m and $15m respectively to settle the civil charges in the case
01/29/2018
The Treasury is introducing a stealth tax this month that could affect 11.6 million savers.
01/29/2018
The Isle of Man Financial Services Authority is taking a “proactive initiative” to clamp down on financial services professionals conducting regulated activities without a licence.
01/29/2018
High Court of the Chancery Justice Vivien Rose denied the media companies’ joint request to move the case from the Chancery Division’s business list
01/28/2018
Bank says it did not have dealings with Panama companies
01/28/2018
Whenever fund managers buy or sell a share, they incur transaction costs such as stockbrokers’ commission.
01/28/2018
“I’m not selling my home any more,”
01/26/2018
DBRS expects three likely loan securitisations in Ireland this year, worth a total of between €600m and €900m.
01/26/2018
The FCA has therefore fined IBUK £1,049,412.
01/26/2018
EIOPA highlights as an important practical limitation the consistency between the definition of a group and the scope of supervisory powers.
01/26/2018
The transaction is an excellent example of Appleby’s local expertise and transactional support provided by our pragmatic, client-centric and solution driven Crown Dependencies team.
01/26/2018
These Decision Notices are therefore provisional (so far as they refer to OIL) in light of the challenge being made in the Tribunal by OIL as a third party.
01/25/2018
Herbert Smith Freehills - Financial regulation update
01/25/2018
"Regulation is changing every year, and understanding and anticipating how it will develop is becoming ever more crucial from a planning perspective."