10/22/2018
The welcome procedural amendments, introduced with immediate effect, focus on expediting the processing of certain authorisation and post-authorisation amendments for UCITS and RIAIFs through the introduction of a same-day approval process for those appli
10/22/2018
The banks were notified about the lawsuit a week ago and have 30 days to respond after signing a paper which confirms the receipt of notification.
10/22/2018
A brief look at today's changes to Commerzbank's bonus scheme could make them sweatier still.
10/22/2018
De Fayet is on trial in Paris for allegedly helping employees at the Swiss bank, who crossed the border, seek out new French clients despite not having the right paperwork.
10/22/2018
France is not the first country to look into whether and how ICOs should be regulated.
10/22/2018
It is understood clients will still be able to continue making investments during the down period.
10/22/2018
The World Payments Report 2018, which looks at innovation in the digital payments landscape and highlights what to expect from BigTech entrants, found that digital payments are experiencing a boom driven by developing markets.
10/22/2018
The Pensions Regulator (TPR) has now prohibited Mr Austin from acting as a pension scheme trustee to protect pension holders.
10/22/2018
"Will they have to change their strategy? Maybe, in terms of Mifid II we might see financial advisers moving away from those [who don't change]."
10/22/2018
This followed Mr Hauschild’s arrest in Italy in August 2018 after his trip to the country activated a European Arrest Warrant secured by the SFO.
10/22/2018
Mario Draghi’s preferred choice Sharon Donnery is facing two contenders in race for coveted post
10/22/2018
In this paper, we evaluate the Benchmarks (Amendment) Instrument 2015, which brought seven benchmarks into our regulatory and supervisory regime.
10/22/2018
The Serious Fraud Office (SFO) is pressing to get criminal charges reinstated against Barclays related to its capital raising arrangements at the height of the financial crisis.
10/19/2018
The second stage will comprise a further review of any case found not to have been handled in accordance with the FOS’ controls and standards to examine the outcome, which will be undertaken by Carol Brady MBE.
10/19/2018
Carey Olsen partner Ben Morgan led the team advising on the Guernsey Green Fund designation and was assisted by senior associate James Cooke.
10/19/2018
From the 129 client files reviewed, 51 per cent of the advice given was suitable, the regulator found.
10/19/2018
Luxembourg has opted to embrace and adapt to these technological developments.
10/19/2018
Santander's role in the scheme was to carry out trades, the prosecutors say, as one of many parties involved.
10/19/2018
Ruling leaves ‘a complex, nonsensical web of rules which risk layering on extra worry for beneficiaries’
10/18/2018
The strategy identifies key issues which contribute to the prospect of people not having adequate income, or the income they expected in retirement.