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Legal, Regulation & Compliance

02/12/2019

Switzerland signs trade deal with UK

In the case of a no-deal Brexit, no transition period would come into effect.

02/12/2019

FCA launches High Court case against firms and bosses

FCA begins High Court Proceedings against Samuel Golding

02/12/2019

Calls for regulator to ensure access to cash after bank IT failures

New watchdog required to protect 25 million people who still rely on cash, says Which?

02/11/2019

Pensions: Tougher jail terms for mismanaging funds

Sir Steve Webb said it could be difficult and time consuming to reach the higher burden of proof needed in criminal cases.

02/11/2019

Malta’s proposition for UK financial services to be presented at London’s Guildhall

This morning event will come to an end with a reception, where the participants will have the opportunity to network with local industry professionals.

02/11/2019

Metro Bank faces court action over accounting blunder

There is, post-RBS, a growing awareness in this country about investor protection claims.

02/11/2019

EU governments provide Brexit relief for asset managers

Crucial concessions let UK companies continue serving European clients

02/11/2019

All You Need to Know About the Global Legal Services

The profile also contains descriptions of the leading players including key financial metrics and analysis of competitive pressures within the market.

02/11/2019

End of no-fault divorce comes at last - Withers

A change in the law should lessen the impact on the children involved, and so this announcement is timely as it coincides with Children’s Mental Health week.

02/11/2019

Claims bill looms for advisers not using trusts

Some lawyers are feeling the pinch a bit these days

02/11/2019

Private Client Team Win Award at UK Probate Research Awards 2019

The Inaugural UK Probate Research Awards was supported by Finders International

02/11/2019

Law firm expands to 14 offices following latest merger

This is the second merger Ramsdens has undertaken in the last 12 months, having merged with York-based Burn & Co in March 2018.

02/11/2019

Money laundering on the radar for Norway’s wealth fund

e don’t disclose these because it’s risk-based

02/10/2019

Mifid rules 'corrupt' investment strategies

The rules took effect in January 2018, with the intention to increase transparency of costs charged to clients and to strengthen investor protection.

02/10/2019

Does the growth of passive investing affect equity market performance?

In this Research Note we review the recent academic research on the impact of the growth of passive investing on market efficiency and market effectiveness.

02/10/2019

ESAs publish recommendations on changes to the PRIIPs Key Information Document

The ESAs consider that there is a risk that retail investors are provided with inappropriate expectations about the possible returns they may receive.

02/10/2019

Denise Voss, the American helping Luxembourg run its money

Alfi chair says Brexit is mostly ‘lose-lose’ not least because UK has been an EU ally

02/08/2019

Baker McKenzie acts as Australian infrastructure adviser sells to UK firm

“This deal will result in a new RPS advisory team aimed at tackling one of Australia’s biggest challenges – infrastructure complexity,” he said.

02/08/2019

Offshore Tax Haven To Ease Cannabis Laws (Isle of Man, In Case You Were Wondering)

Multiple consultations are being launched over the next six weeks; one will ask if access to cannabis for medicinal purposes should be widened.

02/08/2019

China Post Global receives RQFII quota

China Post Global has been active in London, where it launched several exchange-traded funds.

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