06/21/2019
The German bank, which has struggled to revive its fortunes following past misconduct, is facing further scrutiny as the FBI examines a range of potential anti-money laundering lapses following a complaint by a whistleblower.
06/21/2019
This agreement will enable us to improve once again the possibilities of diversification and the efficiency of our clients portfolios."
06/21/2019
Graeme Jones, regulatory policy and technical consultant at Bankhall points out that prior to Prod, the Financial Conduct Authority already provided guidance to firms in the form of the Responsibilities of Providers and Distributors sourcebook.
06/21/2019
With the Senior Managers and Certification Regime only months away, it is more important than ever for advisers and their businesses to recognise and understand the importance of segmentation and ensure it is done right.
06/21/2019
Enable, empower, ensure: a new finance for the new economy
06/21/2019
The Irish Government has published a draft Bill to amend the existing Investment Limited Partnership law.
06/21/2019
The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board.
06/21/2019
The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of Scotla
06/21/2019
FMSB members and other interested parties are invited to comment on the proposed Statement of Good Practice before it is finalised by FMSB.
06/21/2019
Hodges, who has brought the cases to Money Marketing’s attention, is currently attempting to retrieve money for clients.
06/21/2019
Legal team advises private bank on wealth manager acquisition
Deal Is Part Of Wealth Management Business’ Growth Strategy
06/21/2019
Mr Varley has been acquitted on both counts.
06/20/2019
In a statement, the chief European fund industry body said: "We welcome that the TEG proposals on the EU taxonomy include transitioning activities which are key to ensure the success of the taxonomy and to enable a transformation towards a sustainabl
06/20/2019
‘We will publish this report annually from now on, in order to highlight issues around the perimeter.’
06/20/2019
Fraudsters are every year robbing Europe’s citizens of 50 billion euros in tax money. A Europe-wide investigation by 63 journalists from 30 countries, coordinated by CORRECTIV.
06/20/2019
“In essence, the ECB could no longer tolerate the adverse mix of collapsing inflation break-evens and rising real yields since the meeting two weeks ago.
06/20/2019
The information contained in this newsletter is for general guidance only and represents our understanding of relevant law and practice as at June 2019.
06/20/2019
The EWE structure can pose a corporate income tax risk, so careful planning is recommended.
06/20/2019
As recent money-laundering scandals move from the Baltics to Scandinavia, who will be next?
06/20/2019
Initially focused on advising the real estate sector, it is envisaged that Compliance on Demand will move to embrace new sectors, including Corporate, Professional Support, Private Equity and Fund Management.