06/19/2019

EU Says Dominica is Tax Compliant

In recent months, tax advisories such as EY and Smith & Williamson noted that Dominica's CBI Programme is not a risk to tax reporting either.

06/19/2019

Swansea IFA suspended by FCA

Members of the BSPS were asked to decide what to do with their pensions as part of a restructuring process in 2017.

06/18/2019

FSB publishes compensation progress report

Authorities remain focused on compensation practices, with many now incorporating assessment of compensation practice as part of ongoing supervisory review processes.

06/18/2019

FCA writes to wealth managers over fraud concerns

The regulator says supervision began in April and will cover a two-year period focusing in on market abuse issues and further concerns around meeting Mifid II disclosure requirements.

06/18/2019

Fraud activity rising 'inexorably'

In data collated from more than 470 organisations, Cifas reported an overall increase of 6 per cent in cases of fraud recorded by its members last year when compared with 2017.