05/17/2019
The UK Parliament had just taken a decisive lead in the regulation of financial services by establishing the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) under the Twin Peaks model.
05/17/2019
The great majority of those businesses were therefore built on revenues earned from initial and ongoing commissions attached to selling products, and indeed continued to benefit from the trail for another three years.
05/17/2019
The Beckmann case, and subsequent case law, considered the meaning of these words and the extent of the pensions exemption.
05/17/2019
Speech by Jonathan Haskel
05/17/2019
The UK is currently a party to the Convention by virtue of its EU membership
05/17/2019
With lawmakers and regulators around the world clamping down on technology companies, the European Union has become one of the fiercest critics of tech companies.
05/17/2019
This, needless to say, would be anathema to the Prudential Regulation Authority and to all of us who have spent the last decade repairing the financial system.
05/17/2019
Speech given by Donald Kohn, Member of the Financial Policy Committee
05/17/2019
The company has now confirmed an estimated 50 staff will be impacted by the closure
05/17/2019
David ran a legitimate HBFS business parallel with his fraud, in which he convinced investors, some of which he knew personally as friends, that their funds were held in high-interest bank accounts offering between four and eight per cent annual interest.
05/17/2019
Between 2008 and 2015 the brothers fraudulently produced client records and misrepresented documents
05/16/2019
Germany’s largest bank has been beset by legal troubles in recent years — and has warned they are not over yet
05/16/2019
In the Cayman Islands, premier Alden McLaughlin said the suggestion was "akin to an attempt to take over the territory.
05/16/2019
Former compliance officer says day-trader friend provided mobile phone to keep in touch
05/16/2019
HMRC is cracking down on the use of disguised remuneration and contractor loans after winning two tax avoidance cases at the tax tribunal over use of offshore trusts to avoid tax and NICs
05/16/2019
The focus of the guidance remains on how charities decide on which lawful basis of processing personal data they should rely on in a particular situation.
05/16/2019
Speech given by Sam Woods, Deputy Governor for Prudential Regulation and Chief Executive Officer, Prudential Regulation Authority
05/16/2019
Swedbank, which dominates financial markets in the Baltics, is fielding allegations it may have handled over $100 billion in potentially suspicious flows.
05/16/2019
"This new framework with the AFM will open up opportunities for the asset management industries in both markets and provide investors in Hong Kong and the Netherlands with more investment choices.
05/16/2019
The Eversheds Sutherland Team developed a Case Management Information System, REfocus, enabling clients and lawyers to interact, review and manage deals and transactions through its cloud-based portal, a market-first for real estate lawyers.