02/02/2021
Financial Regulation: Daily Update
There is also an option to participate in a team or as an observer in a related US sprint, led by the Alliance for Innovative Regulation, further information on which is available on the webpage.
02/02/2021
There is also an option to participate in a team or as an observer in a related US sprint, led by the Alliance for Innovative Regulation, further information on which is available on the webpage.
02/02/2021
In an online summary of the appeal posted online, the EU said the court's decision “constitutes contradictory reasoning”
02/02/2021
Joining the bloc would reduce tariffs on UK exports such as whisky and cars, as well as service industries, she said.
02/02/2021
New ways of borrowing and the impact of the pandemic are changing the market, with billions of pounds now in unregulated transactions and millions of consumers at greater risk of financial difficulty.
02/02/2021
From 15 February 2021, the portal must be used for specific fund filings including attestation requests, index submissions and filings of amended fund documentation.
02/02/2021
Another issue was a lack of trust in the advice profession, perpetuated by pension scandals or news stories involving consumers with a bad experience of financial advice.
02/02/2021
Ex-Close Brothers leader creates new fund to shake-up the industry.
02/02/2021
Ogier advised on the Jersey corporate and finance aspects of the acquisition.
01/31/2021
This includes major financial centres such as the Cayman Islands and the British Virgin Islands.
01/29/2021
The victims of such frauds are left to turn to the Financial Services Compensation Scheme but every person that has had to do so has, in PIMFA’s view, already suffered a bad outcome that could have been avoided.
01/29/2021
Firms are reminded to consider the impact of national restrictions on compliance with the Principles, given our existing guidance on branch closures.
01/29/2021
The court was considering the scope of the Quincecare duty in a case in the context of an authorised push payment (APP) fraud perpetuated on a couple in the Bristol area.
01/29/2021
Move comes after UK says people with status can move to Britain and eventually settle
01/29/2021
Quilter Investors is merging its suite of Generation portfolios with its Monthly Income range to ‘safeguard customers’ investments’ following steep outflows.
01/29/2021
The scope of the regime itself is limited to Luxembourg – any future EU-wide passporting will depend on whether the European Commission issues an equivalence decision under MiFIR.
01/29/2021
Financial services providers should prepare for the changes forthcoming.
01/29/2021
The German parliament had adopted the government's draft of the so-called GWB Digitisation Act as amended by the parliament's Economic Committee.
01/29/2021
Consumers are increasingly seeking out eco-friendly goods for which they are willing to pay a premium.
01/29/2021
It was unclear when regulators last voiced their concerns directly, but the two people said over the past week that the bank was well aware of their position, with one adding that contact with Deutsche was “constant”.
01/28/2021
The limit for contactless card payments was raised from £30 to £45 last April at the start of the coronavirus pandemic.