12/02/2022
Approximately 80% of customers lose money when investing in CFDs and, because of the risks, the FCA has undertaken an extensive programme of work to ensure consumers are as protected as possible.
12/02/2022
Firm can now provide services to clients across the EU
12/02/2022
These proposals provide consumers with a first step on the ladder towards accumulating wealth in an efficient manner and should build broader individual confidence in the saving and investment market and the financial advice profession more broadly.
12/02/2022
It will highlight the range of support those approaching retirement - and those already retired - can receive from financial advisers and wealth managers, as well as other support and advice that might be available.
12/02/2022
The tool contains data from more than 250 decisions and can provide valuable intelligence, not only on general trends, but also on how individual adjudicators tend to approach particular issues.
12/02/2022
The CAT’s intervention concerns 11 of 12 companies that are defendants to collective proceedings before the tribunal.
12/02/2022
Many of the people advised were in a vulnerable position due to the uncertainty surrounding the future of BSPS and the short timescale they had to make a decision.
12/02/2022
Australian businesses wishing to take advantage, from the outset, of the customs duty and trade facilitation benefits offered by the Indian and/or UK agreements should now be familiarizing themselves with the specifics of the relevant agreement for the pa
12/02/2022
The FCA has set out its approach to supervision and enforcement for dashboard operators, including on fees, regulatory reporting, record keeping, prudential requirements and conduct rules.
12/01/2022
The amount was previously disclosed in the mid-year report of the Julius Baer group.
12/01/2022
Prudential Regulation Authority (PRA) has published consultation paper CP16/22 setting out its proposed rules and expectations that cover the parts of the Basel III standards that remain to be implemented in the UK.
12/01/2022
The PRA will assess rates in 2023 based on the updated the Financial Policy Committee’s May 2022 framework
12/01/2022
This reporting requirement does not affect people who either have citizenship or permanent residency in Switzerland or the European Economic Area (EEA).
11/30/2022
The world of film and television focuses on the reckless and scandalous trope as – frankly – it makes for more exciting viewing.
11/30/2022
The alleged shortcomings related to Jyske Bank’s handling of several high-risk customers, as well as a failure to investigate suspicious transactions.
11/30/2022
The enforcement action taken by the Data Protection Commission (DPC) also includes an order for Meta to bring its personal data processing into compliance with the requirements.
11/30/2022
The NIS2 is likely to have effect in national legislation across the EU by early October 2024 at the latest.
11/30/2022
Scammers forge the name or number that comes up on an email, phone call or text so it appears to match that of a genuine firm.
11/30/2022
As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence.
11/30/2022
This was done on the understanding that the Yukos Group companies would then place large cash sums with Julius Baer from which Julius Baer could generate significant revenues.