04/24/2023
Part of the actions to combat these suspected fraudulent entities was to bring in a requirement for all directors to provide Personal Public Service (‘PPS’) numbers on appointment and on their Annual Return filings.
04/24/2023
The new framework, adopted in 2022, takes a more data-driven and outcome-focused approach to data monitoring and to collaborating with the NCAs on data quality issues under EMIR and SFTR.
04/24/2023
It also noted that the firm failed to obtain appropriate acknowledgment letters for client bank accounts where client money is held.
04/24/2023
Other investors in the coalition include Scottish Widows, Man Group, EFG Asset Management, Swiss Federal Pension Fund PUBLICA, Pensionskasse SBB, Downing Fund Managers and Fulcrum Asset Management.
04/24/2023
The FCA has also been engaging directly with firms involved in the management of LDI portfolios to develop and maintain increased resilience to deal with possible future volatility.
04/24/2023
Post Offices are an important part of protecting access to cash for people and small businesses.
04/24/2023
During 2017, BSPS members were asked to make decisions about their pensions as part of a restructure of the scheme.
04/21/2023
The suit was brought by Loreley Financing, a subsidiary of German bank IKB, which alleges Credit Suisse misled it with false statements in a $100 million investment in 2007.
04/21/2023
HNWs and businesses facing dawn raids by the SFO and HMRC can now get rapid-fire advice when the authorities turn up unannounced
04/21/2023
The purpose of the framework is to ultimately achieve better outcomes for consumers, firms and the industry as a whole, through building on the existing collaborative work that takes place.
04/21/2023
Credit Suisse is a global investment bank and financial services firm founded and based in Switzerland.
04/21/2023
The regulator has imposed a number of restrictions on the firm including a ban on disposing of firm assets.
04/21/2023
Under-fire asset manager facing recurring penalty for failing to provide information to gauge impact of side-pocketed assets.
04/21/2023
Legal requirements around short term lets are already in place across Wales and in certain areas across England, including in London where planning permission is required for any property used for short term lettings for a total of more than 90 nights in
04/20/2023
The FCA estimates that the 30% of consumers living in the most deprived areas in the UK saved £153 million in 2021.
04/20/2023
The contribution of the Link Group is dependent on the approval of the Scheme by the WEIF investors entitled to redress and other WEIF related creditors of LFS (if any) covered by the Scheme.
04/20/2023
The National Bank of Greece is a global banking and financial services company with its headquarters in Athens, Greece.
04/19/2023
The consultation runs until 31 July 2023.
04/19/2023
Without transforming operations in their current form, the firm asserts that the legal sector will struggle to keep its gain or retain both clients and staff.
04/19/2023
In addition, partner and general manager François Reyl was also convicted in the case involving practices at the bank from 2009 to 2013 and fined half a million euros.