12/28/2022
It came after ECB rate-setter Klaas Knot signalled on Monday that the bank will keep raising rates in the months ahead citing the continued risk posed by sky-high inflation.
12/28/2022
The delegations have not requested assistance from the Lebanese judiciary, according to the official.
12/28/2022
CySEC has recently spotted a scam where fraudsters claiming to be CySEC’s officers or appointed representatives are soliciting investors for fees in exchange for settlement of fake compensation claims.
12/28/2022
The Financial Reporting Council (FRC) is the regulator of the UK’s accounting market.
12/27/2022
In the second half of 2022 to date, Leonteq continued to register reduced client demand on the back of an overall challenging market environment but recorded stable monthly net fee income over the same period.
12/23/2022
It is a ‘step in the right direction albeit a slow one so far’
12/23/2022
The Financial Conduct Authority, which regulates financial institutions in the United Kingdom, opened its own case in the autumn to assess the claims, sources with knowledge of the matter said.
12/23/2022
In October, it criticised the bank after a special audit uncovered that its internal organisation did not meet legal requirements.
12/23/2022
The adviser platform is majority owned by private equity firm HPS Investments, and fellow private equity house Epiris also owns a smaller stake.
12/23/2022
The strategy focuses on three areas: reducing and preventing serious harm, setting and testing higher standards, and promoting competition and positive change.
12/23/2022
In October, in the earlier judgment, the Inner House ruled that communications covered by LPP cannot be recovered by the SLCC to investigate a third-party complaint unless the client of the solicitor gives permission.
12/22/2022
This action reflects the FCA’s increasingly data-led and assertive approach, which enables the regulator to find and deal with problem firms and misleading adverts swiftly.
12/22/2022
The TPR was put in place so those firms could continue to operate in the UK while they applied for full FCA authorisation, following the UK’s withdrawal from the EU.
12/22/2022
ECB euro short-term rate (ESTR) forwards price in the depo rate to peak at around 3.4% in the summer of 2023, from about 2.8% before last week's meeting.
12/22/2022
Joint assets under management (AuM) for Mercier Vanderlinden and Van Lanschot Belgium amounted to €9.6 billion by the end of November.
12/22/2022
Monzo, Wise, Moneyhub and more than a dozen other fintechs have written to the FCA and PSR to complain about the progress so far.
12/22/2022
Edinburgh Reforms and SDR
12/21/2022
The move executes its strategic objective of consolidating its UK presence into one company market platform.
12/21/2022
The report provides an overview of the Government’s key areas of focus for the next phase of the development of the money laundering regulations (MRLs) and the wider AML regime that sits around them.
12/21/2022
It plans to bolster its operations across Europe