12/07/2022
Under current legislation, any FCA authorised firm is allowed to approve financial promotions on behalf of other firms who are not authorised by the regulator.
12/07/2022
The ECTEA received Royal Assent in March 2022 and is part of the UK Government’s strategy to combat crime and make the ownership of assets more transparent.
12/07/2022
It said some of their traders communicated mainly through emails and online chatrooms.
12/07/2022
The FCA considers that the individuals repeated this pattern of deliberate and intentional market manipulation on a number of occasions and were dishonest.
12/07/2022
Prosecutors have told the district court in Bonn that Berger was a key figure in the complex scheme, initiating “cum-ex” deals and teaching others how to game the system.
12/07/2022
These signal movements in the M&A market were not part of the FSA’s RDR planning
12/07/2022
The material published provides the information needed by any market participant to develop front-end prototypes compatible with the Eurosystem’s back-end infrastructure
12/07/2022
The deal is expected to complete at the end of January.
12/07/2022
The proposals set out in the consultation paper will affect authorised persons who approve, or intend to approve, financial promotions for unauthorised persons
12/06/2022
The means utilized to achieve these aims often interfere with and/or provide exceptions to the enforcement of individuals’ rights to privacy and confidentiality, as are recognized in democracies across the globe.
12/06/2022
He has been handed a 10-year disqualification order
12/06/2022
The UPC is being set up to provide a dedicated judicial system for litigating new unitary patents.
12/06/2022
Keenan said both cases demonstrated the importance of the obligation on directors to act in good faith in what they believe to be the best interests of the company.
12/06/2022
The six cryptocurrency exchanges have also been ordered to explain
12/06/2022
This guidance is intended for the transport of crude oil products, and OFAC plans to release guidance on the price cap policy for petroleum products at some point in the future.
12/06/2022
Major global banks have historically been the biggest customers for CLOs, but the ones that put the deals together didn’t use to be significant investors in their own vehicles.
12/06/2022
EU suspects traders illegally swapped pricing and trading info
12/05/2022
Are your bank accounts compliant with regulation and from an EU authorised credit institution?
12/05/2022
During this time, Barclays processed a third of all card payment transactions in the UK.
12/05/2022
They are becoming increasingly popular forms of development as the UK grapples with the triple task of overcoming a shortage of housing, planning for the future of work and living post-Covid, and addressing the biodiversity and climate crisis.