• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

01/18/2023

German Authority and EU Bodies Target "Dark Patterns" in Trading Apps and Online Interfaces

In addition, other existing and upcoming EU legislation restricts the use of dark patterns and applies to businesses beyond investment firms.

01/18/2023

Perspective buys financial planning firm in deal worth £37mn

The last was Staffordshire-based IFA Hunter & Co which added £115mn in assets.

01/18/2023

Consumer duty: FCA provides clarity on products and services outcome

The consumer duty will apply across all financial sectors where there is a retail customer while the rules covering products and services will apply equally to both.

01/17/2023

FCA publishes further information about restrictions placed on Micro-E C.I.C

Micro-E’s director appears to have used the director’s loan account for personal reasons.

01/17/2023

London-listed law firm Knights bolsters business with Meade King acquisition

The acquisition is set to expand Knight’s reach into the wider UK by giving it a footprint in Bristol and the south-west of England.

01/17/2023

Andrew Bailey: BoE did not trade Solvency II for the removal of call in powers

‘Hangover’ of Mini Budget damage

01/17/2023

VCTA calls for more clarity on sunset clause postponement

VCTA chair Will Fraser-Allen told Money Marketing: “What we need to do now is to work with the Treasury.@

01/17/2023

Advice firm Better Retirement Group fails with the FSCS

Before the investigation, 17 cases received by the Financial Ombudsman Service had been upheld against Better Retirement Group last year.

01/16/2023

The HR and employment issues that will shape the UK workplace in 2023

If this process results in a rolling back of employment legislation, HR will be considering whether to retain policies or whether to leverage greater flexibility.

01/16/2023

FCA whistleblowing data shows reporting up 14%

The number of allegations reported saw a significant increase, jumping by 55 per cent.

01/13/2023

Three tips for struggling borrowers as FCA predicts 750,000 risk defaulting on mortgages

If lots of repossessions take place at the same time, this will mean a slew of properties come to market, driving up supply while demand lags, and this will push down house prices.

01/13/2023

Top EU court upholds annulled fine for HSBC over cartel activity

HSBC appealed the fine to the EU General Court, the bloc's second highest court, and successfully argued in 2019 that the basis for calculating the fine was flawed.

01/13/2023

HMRC to impose controls on tax repayment agents

HMRC has published its finalised policy on enforcing higher standards on tax advisors, including reforms to the currently unregulated repayment agent sector.

01/13/2023

ECB says consumer inflation expectations have eased

Expectations for economic growth for the next 12 months improved to -2 per cent from -2.6 per cent.

01/13/2023

NFT infringes trade mark rights – Italian Court grants preliminary injunction in Juventus case

Therefore, the Court rejected all Blockeras’ arguments of non-infringement and found the NFT CARDS to be an unauthorised and infringing reproduction of the football club’s trade marks.

01/12/2023

First year of new pension transfer regulations marred by ongoing issues

During the first year of the regulations, MaPS has seen huge growth in the number of people requiring guidance appointments and it is positive that so many people may have been saved from fraudsters.

01/12/2023

Financial watchdog consults about protections for insurance customers in financial difficulty

FCA rules also mean that firms must make sure the information they provide customers is fair, clear and not misleading, so customers can make informed decisions.

01/12/2023

FSCS expenses budget rises by 5% despite claims reduction

In a budget update announced today (12 January), FSCS chief executive Caroline Rainbird said the proposed management expenses budget is to help it meets running costs due to rising inflation.

01/11/2023

FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

The bank also failed to monitor customer transactions and business relationships to the required standard.

01/11/2023

Addleshaw Goddard: Financial Services & Banking News

The PRA also expects to complete its assessment of any outstanding branches within the temporary permissions regime and will set out its proposed supervisory approach to branches.

  • 1
  • 2
  • 3
  • …
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • …
  • 1025
  • 1026
  • 1027

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

FATF publishes new Guidance on Financial Inclusion and Anti-Money Laundering and Terrorist Financing Measures

06-25-2025

Wealth transfer requires steep rise in investor knowledge

06-25-2025

Ensuring financial futures after the final whistle company- Tweed Wealth Management

06-26-2025

LGT and iCapital Join Forces for Alternatives Investing

06-26-2025

‘Way too cheap’ – Tax experts question Reform’s £250K non-dom plan

06-25-2025

The Great Wealth Flight: Millionaires Relocate in Record Numbers

06-26-2025

Weatherbys head of financial planning achieves rare double

06-25-2025

Authorities revise Memorandum of Understanding in relation to payments in the UK

06-25-2025

Redington CEO steps down after Gallagher deal

07-01-2025

Antonia Murga appointed Market Head Latin America

07-01-2025

ECB Proposes Redirecting Retail Savings to Capital Markets for Growth

07-01-2025

Team announce interim results and plans for UCITS launch

07-01-2025

How ERI is staying agile for the next generation of wealth management

07-01-2025

Business owners face new risks around tax, cyberattacks and succession planning in 2025

07-01-2025

Handelsbanken research reveals generational differences in financial habits

07-01-2025

IPTF warns of growing misrepresentation risk in protection

07-01-2025

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2025 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS