11/26/2024
The APPG on Investment Fraud and Fairer Finance is presenting its report to Parliament after collecting evidence from 175 respondents, including whistleblowers, victims of scams and current and former employees of the regulator.
11/25/2024
Given at the Bank of England Watchers Conference, London
11/22/2024
The FCA is seeking feedback on proposals to extend the time firms have to respond to motor finance complaints where a non-discretionary commission arrangement was involved.
11/22/2024
This high-profile collapse was followed by a series of investigations and legal proceedings that exposed serious corporate governance failures.
11/21/2024
The firm is no longer offering finance to new customers.
11/21/2024
Given at Leeds University Business School
11/21/2024
The Joint Guidelines aim to ensure consistent and effective supervisory practices within the European System of Financial Supervision
11/20/2024
The MCS is based on abnormal stock price movements before takeover offer announcements.
11/20/2024
The new regulatory framework is designed to ensure customer money is safe at all times while held by payment providers, and that customers will be given a swift refund in the event of a company collapse.
11/20/2024
This recognition is a testament to our team’s commitment to delivering efficient, client-focused debt recovery solutions.
11/20/2024
A gilt is a government liability denominated in sterling and listed on the London Stock Exchange.
11/20/2024
The regulator suspects the persons involved of collectively carrying out activities which are illegal without necessary licences.
11/20/2024
In July, the Chancellor announced that the winter fuel payment would be made only to those on low incomes who received certain benefits such as pension credit as of this year.
11/19/2024
Mr Harris continued to mislead the FCA during a telephone call, failing to mention that he was actually in prison at the time.
11/19/2024
Plus: Australian regulator files penalty proceedings against NAB, and more
11/19/2024
James examines the potential for the FCA's use of its powers to order restitution for market abuse against a listed or publicly traded company/issuer to undermine the liability regime
11/19/2024
Against a background of heightened uncertainty, our upcoming Financial Stability Review highlights three main vulnerabilities that shape the euro area outlook.
11/18/2024
The UK’s asset management, hedge fund and private equity sectors continue to be the largest in Europe, alongside our insurance and long-term savings market.
11/18/2024
Targeted Support should provide a framework that enables consumers to make better-informed decisions
11/18/2024
The speech came after only the day prior, Swedish fintech company, Klarna, chose to list in New York and not London