06/14/2023
The three ex Bank Julius Baer employees appealed against the proposed bans to London's Upper Tribunal, which on Tuesday allowed their appeals, asking the regulator to reconsider whether a ban should be imposed.
06/14/2023
The company is a subsidiary of a Hamburg health insurance provider.
06/14/2023
Crispin Odey has denied the allegations of misconduct, which were jointly reported by the Financial Times and Tortoise on Thursday.
06/13/2023
FINMA will continue to supervise the merged large bank very closely during the integration process.
06/13/2023
They have been warned to report all their overseas income and gains they owe tax on or face penalties
06/13/2023
The updated horizontal guidelines and HBERs are welcome as they help to clarify the European Commission’s views in relation to some highly complicated and dynamic areas of competition law.
06/13/2023
The Mobility Regulations update the current cross-border merger regime
06/13/2023
The MFSA invites stakeholders to provide their feedback on the proposed legislative changes by 22 June 2023.
06/12/2023
Inflation remains ‘too high’
06/12/2023
Funds linked to Greensill Capital
06/12/2023
Nearly two dozen ‘red lines’
06/12/2023
A big week for interest rate decisions from both the US Federal Reserve and European Central Bank sees the FTSE 100 rise.
06/12/2023
The firm has been successful in the ‘Private Client Law Firm (Full Service)’ category at the 2023 eprivateclient Excellence Awards
06/09/2023
Two brokers reported to be reviewing ties
06/09/2023
The university had already handed over a later version of the report that had been edited by its legal team.
06/09/2023
Crypto-assets are not regulated, are highly volatile and therefore high risk and should only be invested in by sophisticated investors that understand the risk they are taking, not mass market investors.
06/09/2023
All cryptoasset firms marketing to UK consumers, including firms based overseas, will need to comply with the UK financial promotions regime from 8 October 2023.
06/08/2023
The FCA has been alive to this.
06/08/2023
Keen said: “The recent stats show that compound penalties around the million pound mark for breaching the UK’s export control laws are no longer uncommon.”
06/08/2023
Under the contractual agreement, Commerzbank is obliged to hand over a vacated building.