12/28/2021
The “swaps” products were sold to tens of thousands of businesses between 2001 and 2011 as “protection” against rising interest rates, but they left companies facing disastrous losses when rates dropped during the financial crisis.
12/28/2021
This report is a quarterly statistical release of aggregated data, produced using PRA regulatory data supplied by UK authorised insurance firms.
12/28/2021
It includes a common set of rules on how to calculate this effective tax rate, so that it is properly and consistently applied across the EU.
12/27/2021
Judge: UK ‘open justice’ does not require pre-hearing document disclosure
12/27/2021
Cyber risk expert Laura Gillespie of Pinsent Masons said that the government’s plans called for “a ‘whole society’ approach” to cyber security.
12/27/2021
Setting out a set of principles for reform is welcome and we are committed to engaging with this process in order to achieve the best possible outcome for consumers and our members.
12/27/2021
The placing was completed and the new shares admitted to trading on AIM earlier today.
12/27/2021
Giambrone & Partners banking and financial fraud teams are witness to the same strategies that are employed time and time again to deceive novice investors into risking their money.
12/26/2021
In February, the schemes were granted an extension to the period in which they can consider filing for judicial review, following a request from the government to have more time to prepare its defence.
12/24/2021
The legislation also rules out Covid-19 related changes as grounds for material change of circumstances business rate appeals.
12/23/2021
The arrest is in relation to non-disclosure of key passwords for various laptops and phones, which were seized from him by a warrant issued under s176 Financial Services & Markets Act 2000 on the 18 April 2018.
12/23/2021
This resulted in a sub-standard investment management service being provided to the external fund and its investors.
12/23/2021
The application for the special administration was made by the FCA and follows requirements imposed on Viola on 14 December 2021, which required it to cease all regulated electronic money and payment services.
12/23/2021
The proposed revisions would insert a new paragraph, 17.29A, dealing with completion of customer due diligence (CDD) by lenders.
12/23/2021
Currently, there is no firm-wide regulation of insolvency practice in Britain.
12/23/2021
It delivers a prototype that has already been adapted to the needs of future users through user feedback.
12/23/2021
A Swiss court has allowed the extradition to Germany of Hanno Berger, a German banker accused of playing a key role in a years-long tax fraud.
12/23/2021
The UK government hopes the rules will minimise disruption for contracts referencing one, three and six-month sterling and yen LIBOR for which the counterparties have not managed to agree to move to a replacement reference rate before LIBOR ceases at the
12/22/2021
As regulatory compliance experts, we’ve been in the business a very long time.
12/22/2021
Since March 2020 we have adopted temporary measures on the requirement for firms to issue 10% depreciation notifications to investors