02/08/2018
The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the Financial Conduct Authority (FCA) for offences under the Consumer Credit Act 1974 and the Financial Services
02/08/2018
These notices aim to prepare stakeholders for this event, setting out the consequences that the UK withdrawal will have on banking and finance rules.
02/08/2018
Such meetings can be the trigger of criminal proceedings and formal accusations.
02/07/2018
Helping clients interested or needing to secure additional citizenships, or residency rights through investment programmes, will be an area of particular focus
02/07/2018
Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.
02/07/2018
Bank of England Statements of Commitment to Market Codes
The principles of these Codes are important in promoting the integrity and effective functioning of these respective markets.
02/07/2018
Some trusts can also have the benefit of supplying funds without depriving vulnerable persons of the means tested benefits on which they are reliant.
02/07/2018
The regulator’s study also found that, in general, foreign funds charged slightly higher fees on average than French funds for equivalent asset classes.
02/07/2018
A host of failings have been flagged up during the Jersey Financial Services Commission’s (JFSC) review of 10 locally-based firms and the suitability of the investments they recommend.
02/07/2018
Conservative MP and Treasury Committee Chair Nicky Morgan said in a letter sent to the FCA Chief Executive Andrew Bailey dated Wednesday that although she notes Bailey's concerns that publication would serve as a "precedent" that this is
02/07/2018
The FCA initially rejected the complaint and it was then referred to the Complaints Commissioner.
02/06/2018
A failure to provide a response to a UWO may give rise to a presumption that the property is recoverable under any subsequent civil recovery action.
02/06/2018
Seven Investment Management (7IM) appears to have become the latest firm to be the target of scammers cloning its identity.
02/06/2018
In net terms 465 jobs will go, with Lloyds planning to create 465 new positions across the business.
02/06/2018
Should the banks detect any violations associated with a certain customer, his or her account will be subject to restrictions, since the financial institution will start asking the client for additional information for each transaction
02/06/2018
The paper also includes a proposal for a macroprudential framework for insurance and defines specific operational objectives based on the previously-identified sources of systemic risk.
02/05/2018
He admitted it was currently unclear how Guernsey should best position itself to continue to do business with the UK post-Brexit, but was clear that the island was ‘part of the British financial family’.
02/05/2018
The Baker McKenzie partner at the centre of a sexual assault scandal is set to leave the firm
02/05/2018
In a particulars of claim form, filed on 31 January, Bracewell-Smith alleges that Linklaters was negligent and in breach of its duty of care in relation to advice given on loan notes she received in exchange for her stake in the club.
02/05/2018
If an individual does not stay in Sweden on a permanent basis, but has previously lived in Sweden and has essential connections there, he or she would be considered resident for tax purposes.