05/23/2017
UK and Spain to probe £120m storage pod pension scams
Promoters of the scams persuaded clients to buy a long lease on a storage unit or pod
05/23/2017
Promoters of the scams persuaded clients to buy a long lease on a storage unit or pod
05/23/2017
Trial adjourned a second day as most shareholders plan to accept bank’s latest offer
05/23/2017
Rosell is accused of selling TV rights for the Brazilian football team through companies in tax havens
05/23/2017
The Isle of Man financial regulator is to crack down on collective investment funds by setting out “effective” guidance rules to “safeguard the reputation of the island”.
05/23/2017
RRD - delegated regulation on partial property transfer
05/23/2017
When winding down investment managers there are also a number of common issues arising.
05/23/2017
But the appeals court panel upheld the ruling on Tuesday.
05/22/2017
EU regulators will seek to pull business across the Channel unless challenged
05/22/2017
It noted the case dated back to when it was majority owned by another business.
05/22/2017
The Competition and Markets Authority opens an investigation which Standard Life says was triggered when it 'filed an application' over the proposed deal
05/22/2017
Pre-trade and post-trade transparency requirements on market operators and investment firms operating a trading venue as well as for investment firms (including systematic internalisers) operating over-the-counter (OTC); and transaction reporting obligati
05/19/2017
As the European Central Bank pushes to accelerate its Capital Markets Union program, fund firms are told to expect a single, cross-border regulator.
05/18/2017
MainstreamBPO chief executive Martin Smith said the strategy will bring "critical mass" to its operational capability and clients within Europe and the Caribbean.
05/18/2017
Strand Capital was bought by Optima Worldwide Group in 2014 for £982,389.
05/18/2017
SGSS in Ireland will provide a complete fund services offering to support the distribution of the sub-funds to investors throughout Europe.
05/18/2017
The trial at the High Court in Glasgow began in September 2015 and heard evidence for 320 days.
05/18/2017
FCA assessing suitability review
05/18/2017
The Follow-up Report has concluded that the NCAs from Lithuania, Latvia, Malta, Poland, Portugal and Romania have addressed all of the deficiencies previously identified.
05/18/2017
Nordea has been investigated by authorities in Denmark and Sweden for its failures to comply with anti-money laundering requirements.
05/17/2017
SSM: ECB guidance on leveraged transactions