07/31/2018
A recent peer review by ESMA, which assessed the level of compliance of six national competent authorities (NCAs) with its Guidelines on EPM, found a number of shortcomings in certain NCAs’ approaches when supervising the use of EPM by UCITS.
07/31/2018
Based on this analysis, EIOPA proposes a minimum degree of harmonisation in the European Union.
07/31/2018
Burlington did not disclose to the Bank that they sought the reference on behalf of the Club or indeed any other party
07/31/2018
The case was referred to the City of London Police, the national lead force for fraud, by the Financial Conduct Authority (FCA) which became suspicious of the HBFS bank accounts.
07/31/2018
Jersey Partners Ben Robins, Giles Corbin and Jonathan Speck have been named alongside Partners in Guernsey, Jessica Roland, Gordon Dawes and Jeremy Wessels.
07/31/2018
The White Paper has been politely welcomed in Brussels as a useful contribution to the debate but also with scepticism and requests for clarification.
07/31/2018
We are fully committed to remaining so. We have a strong and broad team in place, with real depth of talent and a long and successful track record.
07/30/2018
A judge said that Nathalie Dauriac, 40, who met the tycoon when she worked at the private bank Coutts, had “clearly won” the dispute.
07/30/2018
Legal experts said the decision will act as a firewall against court actions against the state of Cyprus by people who lost their money in the 2013 dual economic and banking crisis.
07/30/2018
The new process would be proportionate, targeted, predictable and transparent, striking a balance between encouraging foreign investment while addressing evolving national security threats.
07/30/2018
To understand how the Senior Managers and Certification Regime works
07/30/2018
European funds sold into the UK will face additional regulatory hurdles if the UK is unable to secure a cross-border access deal on financial services.
07/27/2018
In this call for input we invite firms and consumers to provide input on their initial experiences of the requirements introduced by the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation.
07/27/2018
The minimum 100% penalty will apply even where someone has been careless with their affairs - intent is not necessarily required.
07/27/2018
UBS had not started a formal review into the senior banker's behaviour at the time he resigned, although it was reportedly seeking private mobile-phone messages between the alleged victim and her colleagues.
07/27/2018
According to the lawsuit, National Bank of Blacksburg, which has 25 offices throughout Southwest Virginia, lost about $570,000 in May 2016 and more than $1.8 million in January 2017.
07/27/2018
The CMA has invited responses to its provisional decision and suggested remedies
07/27/2018
The NCA believed that two luxury homes worth £22m were purchased with money stolen by the woman’s husband
07/27/2018
The FCA has also observed some poor practice by some firms in the crowdfunding sector, particularly among loan-based platforms.
07/27/2018
Shilpa Bhandarkar, Linklaters' first-ever head of innovation, on harvesting the best new ideas from the firm's fee earners