05/07/2024
Although Accenture argued Mr Lacy's application did not meet the high threshold necessary for a strike-out or deposit order to be awarded, the tribunal disagreed.
05/07/2024
In addition, between June and July 2021, Mr Lewis provided misleading information to a further client purporting that Shard held substantial sums on its behalf.
05/03/2024
39 fraudsters were involved who cost the victims potentially more than €10m
05/03/2024
The issues with copyright are manifesting right now and problematic business models are fast becoming entrenched and normalised
05/03/2024
Under the DMA, a digital firm can be “presumed” to have gatekeeper status in respect of a core platform service
05/03/2024
The decision to open an office was made following a lengthy consultation with industry stakeholders and will be used by the Guernsey Finance team to facilitate its busy schedule of meetings.
05/02/2024
We are becoming increasingly concerned that HMRC are rejecting new SSAS approvals.
05/01/2024
Given at the London Institute of Banking and Finance
05/01/2024
A number of Association of Member-Directed Pension Schemes members have reported rejections on new applications and delays in communication
05/01/2024
The wealth firm alleges that ex-adviser Samantha Baker broke a restricted covenant to take 121 clients with her to Regentia Lifestyle Planning.
05/01/2024
The last two provided investment advice, and recommended clients transfer their pensions into self-invested personal pensions
05/01/2024
The FCA will be looking closely to ensure it is not a compliance-led or tick box rubber stamping exercise.
05/01/2024
The rationale behind the legislative approach was, along with other jurisdictions, to bring cryptoassets into the same regulatory perimeter as other asset classes.
05/01/2024
The regulator is consulting on plans to name firms under enforcement investigation when it is in the public interest, but the industry is fiercely opposed.
04/30/2024
Insurance intermediaries who submit their follow-up documentation by then may continue to operate as insurance intermediaries until FINMA decides whether they meet the registration requirements.
04/29/2024
11% related to clone scams
04/25/2024
The banning order was issued following Ong’s conviction in the State Courts for cheating offences
04/25/2024
Maggs is alleged to have operated an unauthorised investment scheme called 'Kube Trading'
04/25/2024
Given at Westminster and City’s 21st Annual Conference on Bulk Annuities
04/25/2024
As high interest rates raise the risk of losses for banks and the private equity sector is heavily reliant on debt, regulators are stepping up their scrutiny of private equity markets.