05/21/2024
The consequences of failing trades are not limited to financial losses; they extend to the credibility and professionalism of an asset management firm.
05/21/2024
The FCA said Flintham lied about how the scheme was operated and the profits that he was making for his investors.
05/21/2024
When divorcing later in life, a fair deal is more important than ever — with an adviser involved from the start
05/20/2024
On 19 February 2024, Mr Flintham pleaded guilty to fraud by false representation, following a prosecution brought by the FCA.
05/20/2024
The FCA identified a number of common errors that applicants should avoid when applying for authorisation for asset management activities.
05/20/2024
Baroness Shackleton is awarded top rankings in two categories: Doyle’s Leading Family & Divorce Lawyers – London, 2024 and Doyle’s Leading High Net Worth Family Lawyers – London, 2024.
05/17/2024
This session promises to be “both revealing and informative”
05/17/2024
The real-world assets will then be used as collateral for a token issuance by the Luxembourg SPV to accredited investors in the UK and the U.S.
05/16/2024
The Financial Services Act (FinSA) has been in force since the beginning of 2020.
05/16/2024
CFDs are a high-risk investment product used to bet on the price of an asset.
05/16/2024
CFDs are a high-risk investment product used to bet on the price of an asset, in this case the price of foreign currencies.
05/16/2024
It noted that the investigation will be conducted by the its enforcement division under the audit enforcement procedure.
05/15/2024
It made sense that Stefan Walter made his first industry appearance before the small bank symposium.
05/15/2024
The Guidelines establish that to be able to use these terms, a minimum threshold of 80% of investments should be used to meet environmental, social characteristics or sustainable investment objectives.
05/14/2024
The National Audit Office launched a year-long investigation into the delays in the delivery of the PDP following a request from parliament last summer.
05/13/2024
In Romania, around three out of ten people over 15 did not own a bank account in 2021, while in Bulgaria and Hungary the number of unbanked people ranged from 12% to 16%.
05/13/2024
Mr Sardar was interviewed by the FCA as part of an investigation it was conducting into a sophisticated boiler room scam that had defrauded 120 investors of £1.3m.
05/13/2024
The fact that no complaints were made to the ICO by individuals who received emails from JTT formed a core component of JTT’s appeal.
05/10/2024
Strong market technicals, driven by built-up demand and limited new money supply, pushed spreads down, with several deals pricing inside initial price talk.
05/10/2024
They must embrace technology and continue to evolve without losing their community-centred credentials