11/06/2017
Old Mutual compensates couple after ‘misleading’ online information
The couple complained that Old Mutual Wealth refused to amend the website or pay compensation for the error.
Legal, Regulation & Compliance
11/06/2017
Point72 Asset Management is looking for rogue nerds, expanding its junior recruitment
Who were offered the chance to do an accelerated Masters degree while working at Point72.
11/06/2017
Germany leads G20 initiative to boost investment in Africa
The objective is to de-risk private investment for sustainable growth by way of country-specific agreements between individual African countries.
11/06/2017
Panorama investigation features a law ditched in 2005
’BBC Panorama has spoken to the man behind the scheme who claims an Isle of Man regulator was aware the new law would help tax evaders.
11/06/2017
FCA publishes Future Approach to Consumers
The Financial Conduct Authority has today published its ‘FCA Mission – Our Future Approach to Consumers’.
11/05/2017
Brexit and mortar: UK fund managers seize the opportunity in Jersey's funds sector
Continued enhancements to its laws and regulations provide choice for investors and ensures Jersey remains a leader in fund services.
11/05/2017
Mifid II shake-up in finance triggers surge in ads for staff
Banks, asset managers and law firms in hiring spree ahead of EU regulatory changes
11/05/2017
Central Bank found 'zero' tracker cases
Minister reveals how Regulator had denied any evidence of scandal in letter - three years ago
11/04/2017
Germany and France dividing up top EU positions to tighten grip on bloc
GERMANY and France are carving up the EU’s top jobs between themselves, with a string of powerful positions up for grabs.
11/04/2017
Barclays battles to delay £1.2bn legal showdown with City financier Amanda Staveley
The bank wants to delay the case, set for January, until a criminal trial over the fundraising is heard a year later.
11/03/2017
Cyprus signs Double Tax Treaty with Barbados
Once the domestic ratification procedures are completed and each country notifies the other of the same, the Treaty will enter into force and its provisions will have effect from 1 January 2018
11/03/2017
BearingPoint Wins Award for Regulatory Reporting
Chartis Research, the leading provider of research and analysis on the global market for risk technology, honors BearingPoint in its new rankings report
11/02/2017
Herbert Smith Freehills - Financial regulation update
The FCA has launched a new webpage on model driven machine executable regulatory reporting.
11/02/2017
Woman plunders estate – charity gets criticised - Withers
The Judge concluded there was no breach of duty.
11/02/2017
Timing Questioned As John Dalli's Daughters Face Money-Laundering Charges
Police 'Sitting' On Charges For Almost Two Years
11/02/2017
Agreement Nears In German-Swiss Bank Secrecy Spying Case
Swiss Banking Act Requires Employees Of Swiss-Regulated Banks To Keep Client Information Confidential
11/02/2017
UK lawmaker calls for probe of accounts linked to South African President Zuma
Peter Hain alleges UK banking links to associates of Zuma amid global money laundering conspiracy
11/02/2017
Second arrest in STM money laundering probe
The matter remains under investigation.
11/02/2017
HSBC 'ignored money laundering warning' in South Africa scandal
The Guptas are alleged to have bought influence in government in order to loot state enterprises.
11/02/2017
Barclays Staff to Face New York Whistle-Blowing Interviews
The CEO may have to step down if the FCA deems him unfit to lead a financial institution.