08/10/2017
There are many mouths to feed on the asset management gravy train – but it’s the customer at the end of the line who always seems to pick up the tab. It shouldn't be like this, argues Anthony Morrow
08/10/2017
The SRB was set up at the same time, consisting of representatives from relevant national authorities
08/10/2017
Failure to do so in this new regulatory environment could result in a less than smooth passage through the space-time continuum!
08/09/2017
MiFID II: updated ESMA guidelines on transaction reporting, order record keeping and clock synchronisation
08/09/2017
ESMA emphasises that none of the corrections aims to alter the substance or policy provisions of the Guidelines originally published on 10 October 2016.
08/09/2017
The bank decided a day after the disaster that there was no capacity to lend the cash.
08/09/2017
Its investigation concluded that the transaction would not raise competition concerns.
08/09/2017
The FCA, in handing down the ban, said that the actions of the firm created an inherent risk that underlying customers would receive unsuitable advice.
08/08/2017
The Guardian reported earlier this year on a Russian money laundering scheme dubbed 'the Laundromat'.
08/08/2017
In the nearly 18 months following that raid and the numerous arrests made at that time, very little information about this money laundering investigation became known publically.
08/08/2017
Regulator calls for closure of loophole used by Italy to spare bondholders
08/08/2017
Clearing of derivatives will never be pushed out of its natural home by bureaucrats.
08/08/2017
Turnover for the combined mid-market firm will exceed £30m in 2017/18, two thirds of which will be in Sussex and Surrey.
08/08/2017
Our new partnership with The Compliance Foundation and Xyone Cyber Security gives businesses the legal, compliance and IT tools to meet this challenge all in one place.
08/08/2017
Countries have started sharing their treaty choices with the OECD.
08/08/2017
For Barclays , RBS and Standard Chartered , hopes that their unresolved cases in the United States can be settled this year have been clouded by delays in appointing key staff at the DoJ since Donald Trump became president.
08/07/2017
One reason is soaring share prices across many of the world's major stock markets.
08/07/2017
European Union overhauls financial-services rules that will affect firms in London even after UK leaves
08/07/2017
Reckoning continues 10 years after housing downturn became market meltdown
08/07/2017
It's going to accelerate the winner-take-all dynamic in the industry.