03/27/2017
The Guide provides a summary on a country-by-country basis of the national requirements regarding the notifications of ‘major holdings’ under the national law of each Member State in accordance with the TD.
03/27/2017
The revelation comes amid scrutiny of the U.K.'s stance on public beneficial ownership registers.
03/24/2017
FCA impact assessments
Herbert Smith Freehills - Financial regulation update
03/24/2017
French financial markets watchdog wants special access rules for UK
The application of such a regime to the UK would therefore be inappropriate.
03/24/2017
Barclays Penalized by Australian Regulator for Disclosure Lapses
BCI also failed to notify ASIC of certain offshore investigation and enforcement matters within the time required of FFSPs.
03/24/2017
Serious Fraud Office needs funding boost, warns OECD
Paris-based group of wealthy nations says more must be done to fight bribery
03/24/2017
The Dutch financial giant said the probe centres around money laundering and other "corrupt practices".
03/24/2017
Gibraltar’s government has revealed that it will put in place personal pension regulations "on or before 31 March", enabling the jurisdiction’s Qrops to retain their status.
03/24/2017
The Big Four firm has appointed its global deputy leader of people advisory services
03/24/2017
Against a backdrop of, amongst other things, being an exporter of financial services, the Commission needs to ensure that we are well focused and highly effective in our ability to provide credible cross border regulation and are seen to be by external st
03/24/2017
Europe’s central bankers have set out their stall ahead of the Brexit negotiations with repeated attempts to woo banks and financial services from the UK.
03/23/2017
Banks heading out of the UK will find the move easier under new rules
03/23/2017
The fund manager, who is founding partner of Woodford Investment Management.
03/23/2017
Groups are not acting on FCA fee rules introduced four years ago
03/23/2017
The Registered Pension Schemes (Authorised Payments) (Amendment) Regulations 2017
03/23/2017
Mr Green concludes: “A lot has happened since the EU referendum in June 2016, and today the economy is facing a very different set of issues."
03/23/2017
Holborn Assets Insurance Brokers LLC is licensed by the UAE Insurance Authority for whom its business as usual
03/23/2017
The question is whether the Fortis Bank neglected its legal obligation to carry out active supervision on its clients, in this case Corallo.
03/23/2017
Britain’s vote to leave the European Union in June added complexity and threatened the tie-up early on.
03/23/2017
The Australian Securities & Investments Commission said in a statement Thursday that the units -- Barclays Capital Inc., Barclays Capital Asia Ltd., and Barclays Capital Securities Ltd. -- failed to disclose the information to clients or inform ASIC o