05/22/2017
Pre-trade and post-trade transparency requirements on market operators and investment firms operating a trading venue as well as for investment firms (including systematic internalisers) operating over-the-counter (OTC); and transaction reporting obligati
05/19/2017
As the European Central Bank pushes to accelerate its Capital Markets Union program, fund firms are told to expect a single, cross-border regulator.
05/18/2017
MainstreamBPO chief executive Martin Smith said the strategy will bring "critical mass" to its operational capability and clients within Europe and the Caribbean.
05/18/2017
Strand Capital was bought by Optima Worldwide Group in 2014 for £982,389.
05/18/2017
SGSS in Ireland will provide a complete fund services offering to support the distribution of the sub-funds to investors throughout Europe.
05/18/2017
The trial at the High Court in Glasgow began in September 2015 and heard evidence for 320 days.
05/18/2017
FCA assessing suitability review
05/18/2017
The Follow-up Report has concluded that the NCAs from Lithuania, Latvia, Malta, Poland, Portugal and Romania have addressed all of the deficiencies previously identified.
05/18/2017
Nordea has been investigated by authorities in Denmark and Sweden for its failures to comply with anti-money laundering requirements.
05/17/2017
SSM: ECB guidance on leveraged transactions
05/17/2017
The renewal was signed by Ashurst chairman Ben Tidswell and Guantao managing partner Cui Liguo in Sydney last week.
05/17/2017
The shifting geopolitical environment has created an additional layer of complexity for tackling financial crime around the world.
05/17/2017
A merger as suggested in the consultation would reduce the effectiveness of consumer protection and prudential oversight, according to Insurance Europe
05/17/2017
EMIR represents a key element of the EU's efforts to address perceived issues in derivatives markets following the financial crisis.
05/17/2017
Earlier this month it registered Daryl Lee, a former FX and rates trader at Morgan Stanley.
05/17/2017
The largest global banks in London plan to shift thousands of jobs to the continent over the next two years
05/17/2017
European Parliament adopts FinTech resolution
05/16/2017
The company invited only Germany’s Deutsche Bank and France’s BNP Paribas.
05/16/2017
A Swedish banker who had £57,000 taken from her bank account by Credit Suisse to comply with the requirements of the former UK-Swiss tax cooperation agreement has lost a claim in the High Court for a refund of most of the levy from HMRC on the groun
05/16/2017
Regulators push for greater clarity from dealmakers when selling corporate debt