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Legal, Regulation & Compliance

04/07/2017

Structural reforms, at the European and national level, were not ready and effective, Draghi reminds critics of QE

The message coming from Draghi is clear and strong: in the last 10 years, Europe has gone through a series of timid recoveries suffocated at the start, of hopes that were immediately disappointed.

04/07/2017

Former Barclays traders acquitted in UK’s fourth Libor trial

Ryan Reich, 35-year-old American, and Greek national Stylianos Contogoulas, 45, walk free after second trial on charge of conspiracy to defraud

04/07/2017

EU Jobs Carve Up Starts Again With Dijsselbloem Under Threat

Eurogroup president’s term will expire in January 2018

04/07/2017

Property ownership and public contracting by overseas companies and legal entities - SMP Partners

Beneficial ownership register

04/07/2017

Herbert Smith Freehills - Financial regulation update

AIFMD: FCA clarifying information

04/07/2017

Bank of England urges City firms to prepare Brexit contingency plans

It is all too easy to give into protectionism, but the road less taken is often the most rewarding.

04/07/2017

FCA bans and fines two individuals for market abuse

The holding company of WSL, Worldspreads Group, floated on the Alternative Investment Market of the London Stock Exchange.

04/06/2017

Seven things that have happened in the seven days since the UK triggered Article 50

Talk of war with longstanding allies, hate crime and national hysteria over a dubious story about chocolate eggs have marked the beginning of the UK's divorce from the EU

04/06/2017

Herbert Smith Freehills - Financial regulation update

MiFID II: updated ESMA Q&A on market structure issues

04/06/2017

Euronext signs deal with ICE as LSE refuses to sell French clearing house

It described Euronext's contribution to LCH from derivatives clearing as "immaterial" and less than 1pc of the group's adjusted operating profit.

04/06/2017

Cars and boat seized, one arrest, in Dutch-British tax fraud crackdown

Prosecutors seized luxury cars including a Jaguar, a BMW and a Bentley in the operation, during which the suspects' house in Britain was searched as well as two villas in the Netherlands

04/06/2017

Swiss won't help France investigate tax case using stolen data

The French newspaper Le Monde has said it identified more than 106,000 clients.

04/06/2017

India, UK vow to fight tax evasion, up fin service synergy

The two sides also recognised the importance of developing strong pension systems, agreeing that India and the UK can share experiences in this area.

04/06/2017

Italy puts Vatican on 'clean' financial institutions list, ending years of mistrust

The Vatican is a sovereign state in the middle of Rome whose financial activities the Bank of Italy had for decades viewed with suspicion.

04/06/2017

Billionaire’s start-up bids against Chinese insurers for European bank’s insurance unit

The aim is to sell at least a 75% stake in the unit.

04/06/2017

EU watchdog warns banks over bypassing share trading rules

The watchdog suspects banks of trying to circumvent rules by saying they are dealing bilaterally with a client.

04/06/2017

FCA's Asset Management Market Study - Interim Report MS15/2.2

The FCA is also considering making a reference to the Competition and Markets Authority on the investment consultancy market.

04/06/2017

European Cross-Border Managers Believe MiFID II's Impact on the Sale of Third-Party Funds will be Negative

And of course, the issues do not end with the total volume of third-party products sold in the market.

04/06/2017

Debevoise Advises Metric Capital Partners in €850 Million European Special Opportunities Fund

Aggregate commitments across all funds advised by MCP now total more than €1.5 billion.

04/06/2017

SANNE awarded depositary licence in Luxembourg

SANNE opened its Luxembourg office in 2008

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