12/19/2016
The Official Journal of the European Union (OJ) has published Commission Implementing Decisions on the equivalence of the regulatory framework for central counterparties (CCPs). This is in accordance with the European Market Infrastructure Regulation (EMI
12/19/2016
The Court of Appeal held that the publication of an investor presentation in a way that actively invites investors to make use of its contents for a purpose other than the presentation's original purpose could create sufficient proximity to give rise
12/19/2016
The ESAs also note that financial advice in general is already addressed in various ways through a number of EU Directives.
12/19/2016
The FBR is discussing modalities with the banks to set up a system for exchanging information
12/19/2016
The substantial shareholding test would be extended from 12 months in the two years prior to disposal, to 12 months in the previous six years.
12/19/2016
Police reportedly saw her glitzy pictures displaying her champagne lifestyle and vast sums of wealth.
12/19/2016
What are the factors affecting the profitability of banks?
12/19/2016
A further 13% said they planned to cover the cost of research with a charge to client collected alongside transaction commissions.
12/19/2016
Ireland is appealing against the order to recoup 13 billion euros
12/19/2016
One focus of the trading-platform probes has been whether the banks withheld information that might have led clients to route orders elsewhere.
12/19/2016
Ireland is to appeal the EU's ruling that Apple should pay €13 billion in back taxes
12/19/2016
Duncan Lawrie Asset Management is part of Belgravia-based financial services group Duncan Lawrie.
12/19/2016
Neglect of tax affairs is not a victimless action as it deprives the taxpayer of the funds needed to operate public services
12/18/2016
The PSR also found evidence to suggest some banks could do more to identify potentially fraudulent incoming payments, and to prevent accounts falling under the influence of scammers.
12/18/2016
MiFID II applies from 3 January 2018 and will strengthen the protection of investors by both introducing new requirements and reinforcing existing ones.
12/16/2016
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
12/16/2016
The FAMR report said that instalment-based payments could make financial advice more affordable and accessible for some consumers, provided that the terms of the instalment payments were clear and fair.
12/16/2016
These Guidelines represent a significant step forward in the EBA's effort of improving and enhancing the consistency and comparability of institutions' regulatory disclosures
12/16/2016
Intesa Sanpaolo and its New York branch mismanaged its transaction monitoring system and failed to identify suspicious transactions
12/16/2016
ESMA is setting out several proposals to enhance the data made publicly