11/09/2016
The House of Commons Treasury Committee has published a letter from Andrew Bailey, Chief Executive of the FCA, to Andrew Tyrie, Chair of the Treasury Committee, dated 28 October 2016 regarding questions raised at a Treasury Committee hearing on 20 July 20
11/09/2016
ABN Amro already infored regulators DNB and AFM and launched an internal investigation invovling all mortgage records from 2013 to present
11/09/2016
The transaction is subject to regulatory approval and is expected to close by the end of 2016.
11/09/2016
RegTech is devoted exclusively to compliance and related issues, such as risk analysis and management.
11/09/2016
The Financial Conduct Authority yesterday released key findings from a two-year review of the GRG, which examined 207 cases over a six-year period.
11/08/2016
Keydata sales director and three Keydata related companies began their case against the FCA for misfeasance in public office and conspiracy
11/08/2016
He told the JEP that Islamic State had grown so sophisticated and wealthy that their finances have to pass through the regulated sector.
11/08/2016
The description of his behaviour was not the case put before jurors.
11/08/2016
Brokers now have until September 2018 to comply with the European Securities and Markets Authority’s so-called systematic internalizer regime.
11/08/2016
ESMA has published a table listing the National Competent Authorities (NCAs) which have been designated under Article 40 of the Benchmarks Regulation.
11/08/2016
The Fund will seek to provide early growth capital for technology companies with breakaway momentum across Europe, with a particular focus on innovation hubs in the UK, Netherlands, Sweden and Germany.
11/08/2016
The Financial Conduct Authority today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox.
11/08/2016
This statement provides an update on the Financial Conduct Authority’sreview of Royal Bank of Scotland’s treatment of small and medium enterprise customers in financial difficulty.
11/08/2016
The forum continues to develop their prestige by growing their international program.
11/08/2016
Partner Nick Williams says that the new strict liability offence, which targets companies and partnerships that do not have reasonable procedures to stop employees and other people associated with the business from assisting underlying tax evasion
11/07/2016
The reform they aim to cater for is part of MiFID II, the second Markets in Financial Instruments Directive.
11/07/2016
It remains to be seen if the pricing of, or demand for loan portfolios including Project Gem and Project Tolka.
11/07/2016
Prudential Regulation Authority is hiring investment bankers to help examine the potential deal
11/07/2016
The regulator revealed that a wide range of online applications made up the first cohort
11/07/2016
The government estimates that the new Directive will cost around £27m for businesses to implement due to additional compliance requirements.