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Legal, Regulation & Compliance

10/21/2016

Updates from Britain's biggest banks expected to reveal further PPI scandal hit

Britain's biggest banks are expected to reveal another mammoth hit from the payment protection insurance scandal in next week's third quarter updates.

10/21/2016

CMA update on retail banking market investigation - Herbert Smith Freehills

The Competition and Markets Authority (CMA) has published new documents on the retail banking market investigation

10/21/2016

Tribunal backs FCA over fund manager ban

The Tribunal’s decision was issued following a hearing in September 2016.

10/20/2016

Britain plays key role in ‘allowing corrupt money to flow globally’

It urged the government to do more to combat the lack of transparency in its overseas territories else it risks hampering global anti-corruption efforts.

10/20/2016

Ingenious wins Supreme Court battle against HMRC

The highest court in the land today, however, ruled that the Revenue had breached its duty of confidentiality.

10/20/2016

Industry-agreed disclosure code needed to protect consumers and social media influencers - PRII

It was recently confirmed by the Minister for Jobs, Enterprise and Innovation that this applies to social media influencers as much as it does to the traditional media.

10/20/2016

New rules on packaged bank accounts have improved standards

The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.

10/19/2016

Crunch looms on QE as European Central Bank meets

Up to now, the ECB has been able to sidestep the controversy.

10/19/2016

FCA wants to ban restrictive investment banking contracts

The FTSE 250 and AIM markets, to feel that they need to reward a lending bank or corporate broker.

10/19/2016

Treasury committee pushes FCA to release RBS report

The FCA’s report was initially expected to be published at the end of 2015.

10/19/2016

Culture in UK banking – regulatory priorities by FCA Chief Economist, Peter Andrews

In a speech to the Westminster Business Forum, FCA Chief Economist, Peter Andrews, looks at how regulators might improve conduct in banking and disputes the unflattering assessment of finance made by second US President, John Adams.

10/19/2016

FCA publishes the final report of its investment and corporate banking market study

The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market.

10/19/2016

CS Healthcare's Parker says new FCA general insurance rules (PS16-21) will cost consumers encouraged to shop around for Private Medical Insurance

The new rules, which encourage clients to shop around when their insurance policy is due for renewal, have caused widespread alarm amongst the broker community, with many calling upon the FCA for the Private Medical Insurance (‘PMI’) industry

10/19/2016

UK regulator approves Singapore Exchange's takeover of London's Baltic Exchange

FCA has approved Singapore Exchange's 87 million pound takeover of London's Baltic Exchange

10/19/2016

Lloyds Regulatory Official Sues Bank Over Whistle-Blowing Claims

Lloyds Banking Group Plc former head of regulation sued the lender over claims he was pushed out for blowing the whistle on corporate misconduct

10/18/2016

FCA asks Standard Life to review non-advised annuity sales

These firms are now being asked by the FCA to review all non-advised sales from July 2008 and, where appropriate, provide redress.

10/18/2016

Standard Life told by watchdog to review annuity sales

The FCA did not disclose which insurers had taken part in its industrywide review.

10/18/2016

How EU fund rules leave gaps in investor protection

That structure meant the fund generated 34.7 million euros in performance fees for Mediolanum in 2015.

10/18/2016

ECB’s QE programme strains eurozone repo market

Short-term borrowing costs often swing sharply at the end of a quarter

10/18/2016

Britain and New Zealand agree to start regular trade talks in wake of Brexit

UK continues courting countries outside the EU on trade but cannot formally agree any deals until it has left the bloc

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