03/08/2017
A Swiss lawyer does not have to abide by due diligence rules when it acts as an intermediary in setting up a company that has directors as nominal beneficiaries owners of a company
03/08/2017
Alcentra has been sourcing and arranging financings to middle market businesses in Europe since 2003.
03/08/2017
Many of the rules for deposit takers and the largest investment firms (banks) came into effect on 7 March 2016.
03/08/2017
Determination of the size of a penalty payment is based on a comprehensive assessment
03/08/2017
The deputy governor accepted responsibility for her “oversight” today.
03/08/2017
So far, no enforcement action has been brought against Iksil.
03/07/2017
IoM regulator investigates another troubled sustainable fund
The latest fund, Quadris was set up on the Isle of Man as a multi-class qualifying fund and invests in sustainable forestry plantations in Brazil that are managed by a company called Floresteca SA.
03/07/2017
When these draft RTS come into force, they will replace the current EBA Guidelines on disclosure of encumbered and unencumbered assets.
03/07/2017
The IDD aims to strengthen and consolidate the existing rules of IMD.
03/07/2017
The EBA Opinion focuses on the main elements that should be considered when designing the transitional arrangements.
03/07/2017
Its focus is now on fostering home and host authority coordination in support of stable cross-border banking.
03/07/2017
JOHCM has appointed Silverfinch in order to utilise the firm’s streamlined approach in dealing with all four regulations and support
03/07/2017
The merger, which goes live from June 1, will allow Mills & Reeve to further develop its real estate and projects and construction practices in the UK capital.
03/07/2017
Businesswoman and investment campaigner says there is no genuine competition among fund groups
03/07/2017
Over 25 firms applied, seeking £30,000 of value add services such as legal advice and guidance from experts at the firm
03/07/2017
The plan to shut down the branch offices in Indonesia has been realized in the second semester of 2015.
03/07/2017
The winners will be selected by a high calibre judging panel of some of the industry’s leading figures.
03/07/2017
The transaction is expected to close within the second semester of 2017 and is subject to customary regulatory and other approvals.
03/06/2017
PRA speech on capital regimes
03/06/2017
Particularly against the backdrop of Brexit with market proving such a critical issue for managers, private placement is providing a seamless, cost-effective and flexible route into key European investor markets.