10/10/2016
The Guidelines are issued and set out a non-exhaustive list of indicative information that is reasonably expected to be disclosed on commodity derivatives markets
10/07/2016
The government is determined to move ahead with a plan to impose a new payroll tax on financial industry jobs
10/07/2016
Swedish bank sought deal with Dutch lender over the summer
10/07/2016
Bailey previously told the Treasury Select Committee that he hoped the report would be published by the end of 2016.
10/07/2016
The FCA handled 1,092 open complaints against the Bristol-based firm compared with 555 in the last six months of 2015.
10/07/2016
An economy that works for everyone is one where everyone plays by the same rules
10/07/2016
The law firm claimed that had the IHT threshold kept pace with inflation since 2009, it would now be £391,000.
10/07/2016
The European Securities and Markets Authority (ESMA) has publishedupdated questions and answers (Q&A) on the Alternative Investment Fund Managers Directive (AIFMD).
10/06/2016
Inadequate protection of privacy and data protection
10/06/2016
Tighter rules on the marketing of financial products to investors
10/06/2016
Monte Paschi restated accounts in 2013 after the transactions came to light and further amended results in 2015 at the request of Italy’s regulator.
10/06/2016
Reforms leave Jersey well placed as virtual currencies enter the mainstream
10/06/2016
MiFID II has introduced product governance requirements to ensure that firms which manufacture and distribute financial instruments act in the clients’ best interests during all the stages of the life-cycle of products or services.
10/06/2016
Hosking has accepted wrongdoing, apologized and agreed to pay about 1.3 million pounds in damages
10/05/2016
The IMF warned that protectionist policies could have major consequences for global trade flows
10/05/2016
The Commission wants all EU citizens to be assured that its Commissioners act exclusively in the interests of Europe
10/05/2016
The Fund expects the UK economy to grow by 1.8pc in 2016.
10/05/2016
The SEC is alleging via its order that the firm did not develop and implement policies and procedures that would have adequately educated and trained UBS registered representatives
10/05/2016
The European Commission has published a delegated regulation supplementing the European Market Infrastructure Regulation (EMIR) with regard to regulatory technical standards for risk-mitigation techniques for over-the-counter (OTC) derivative contracts no
10/05/2016
“Aviva outsourced the administration of client money and external reconciliations in relation to custody assets, but failed to ensure that it had adequate controls and oversight arrangements to effectively control these outsourced activities. With o