02/19/2016
The purpose of the form is to simplify the filing procedure for issuers and to provide national authorities with a consistent set of information.
02/19/2016
The European Securities and Markets Authority also said the name of a senior member of staff has been used in attempted scams targeting a savings bank and listed issuer.
02/19/2016
The other part of the problem is the complete lack of vision and courage among U.S. and European politicians and regulators — a global recession might have needed a global, coordinated response.
02/19/2016
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
02/19/2016
The merged practice will have 25 partners and over 250 staff and will trade under the Blackadders banner.
02/19/2016
Platform due diligence is lacking
02/19/2016
The FRSB's report highlights that Mrs Cooke was a generous supporter of many charities
02/19/2016
It comes three months after Barclays agreed to pay $150 million and fire a senior electronic trading official to resolve similar claims by the New York State Department of Financial Services.
02/18/2016
Over 100 police were involved in the operation, which saw the arrest of five ICBC directors, Europol said in a statement.
02/18/2016
The FCA has written to spread-betting bosses warning it wants to see improvements across the contracts-for-difference industry
02/18/2016
As has been widely reported, the Commerce and Employment Department undertook a review of Guernsey’s insolvency laws, both personal and corporate, with significant input from key stakeholders.
02/18/2016
The three denied wrongdoing through their lawyers and will appeal the verdict.
02/18/2016
The case also involves a hybrid financial instrument called Fresh 2008 which Monte dei Paschi used to partly fund the acquisition of rival bank Antonveneta.
02/17/2016
The Firm Placing and Offer for Subscription will raise up to £38 million before expenses.
02/17/2016
This delay “is to take account of the exceptional technical implementation challenges faced by regulators and market participants,”
02/17/2016
Nicola Roberts reports on the current Russian Sanctions, their applicability in Jersey and the importance of remaining vigilant.
02/17/2016
With the finalised text not now due until much later in 2016, the delay will give the industry more time to implement it properly.
02/17/2016
The sentencing judgements handed down by Ms Justice Rose have shown that law firm King & Spalding 'repaid' $800,000 worth of fees from Mr Pugachev that were found to be in contempt of a $2bn global freezing order brokered in 2014 by Hogan Lo
02/16/2016
Hints of more easing from Draghi on Monday pushed the euro lower.
02/16/2016
Dentons hires Pinsent Masons private equity specialist
Private equity and M&A partner Levy joins team that includes ex- Clyde & Co and BLP partners