06/25/2014
Former Schroders equity trader charged for insider trading
The Financial Conduct Authority has charged Damian Frank Clarke, a former equities trader at Schroders Investment Management Limited, with 9 counts of insider dealing, contrary to Section 52 of the Criminal Justice Act 1993.
06/25/2014
He spent 30 years at Coutts, the Queen's banker, is accused of allowing his son Matthew Noad, 29, to funnel £655,000 through his bank accounts
06/24/2014
The revised Markets in Financial Instruments Directive (MiFID II) and new Regulation (MiFIR) were published yesterday in the Official Journal and will enter into force on 2 July.
06/24/2014
The life sentence recommended under non-binding federal guidelines
06/24/2014
Respondents from the funds industry, who collectively manage and administer assets exceeding US$10 trillion and US$35 trillion respectively, are showing a significantly more positive attitude to the regulation despite facing the imminent 22nd July AIFM a
06/24/2014
The firm which advised the world's most infamous rogue trader acts for the City watchdog boss in a crucial probe, Sky News learns.
06/24/2014
The Basel Committee on Banking Supervision has today published for consultation its Review of the Pillar 3 disclosure requirements.
06/23/2014
He has specialised in financial services work for insurance companies, banks, building societies, asset management companies and other institutions
06/23/2014
New evidence from German prosecutors has called into question whether Bernie Ecclestone paid a bribe to steer the sale of Formula One in 2006 to the private equity firm CVC.
06/23/2014
Leading London Venture Capital Partner to Join Orrick
Over the past two years, Orrick’s emerging companies group has counseled on nearly 600 venture capital-backed transactions
06/23/2014
Royal Bank of Scotland Says It Didn't Do Business With Osama bin Laden
06/23/2014
The Commission’s objective has been to apply international standards in a way that is consistent with neighbouring territories, and the money laundering and terrorist financing risk present in Jersey.
06/23/2014
MS Management Services, a Luxembourg-based subsidiary of the Maitland group, has been authorised by the CSSF to act as an alternative investment fund manager
06/20/2014
Regulator warns Deutsche Bank over commodity trading controls
Germany's financial watchdog has warned Deutsche Bank that the lender had insufficient controls in place to prevent manipulation of commodity prices, as commodity markets come under increased scrutiny from global regulators
06/20/2014
National law firm makes strategic hire with wealth expert
National law firm is growing its wealth protection team with the strategic hire of Jane Whitfield. Jane joins Shoosmiths from Wellers Law Group where she was senior solicitor in the private client and charity law teams.
06/20/2014
Management buy-out of Ogier Fiduciary Services completes
This means that with immediate effect Ogier Fiduciary Services and Ogier are two independent businesses.
06/20/2014
Osborne’s attack on financial markets abuse
The first announcement in the chancellor’s speech was a Fair & Effective Markets Review
06/20/2014
In our first article, the recent tensions in Ukraine have prompted us to consider the implications of financial sanctions for lenders on their existing facilities and documentation.
06/19/2014
It said it is expecting "no liability" from the legal dispute
06/19/2014
Many investors look to the Channel Islands to structure their investment and for conveyancing advice before they buy.