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Legal, Regulation & Compliance

04/09/2014

ECB Faces Bankers Venting Concerns on Balance Sheet Health Check

The EBF document says the exercise should limit data requests

04/09/2014

WMA claims victory as EU scraps share trade restrictions

The amendments secured include the removal of the requirement

04/09/2014

The Impact of Anti-Money Laundering Regulations on Wealth Management 2013-2017 - AML Spending to Grow to $8+ Billion

Research and Markets has announced the addition of the "2020 Foresight Report: The Impact of Anti-Money Laundering Regulations on Wealth Management" report to their offering.

04/09/2014

Fitschen Says Bankers Face ‘Beating’ to Fight Regulation

German bankers will face criticism as they oppose regulation they consider to be detrimental to banks and their clients

04/09/2014

Global Growth Threatened in $693 Trillion Derivatives Review

Global regulators’ failure to align efforts to reform the $693 trillion derivatives market threatens to undermine economic growth, according to the International Swaps & Derivatives Association.

04/09/2014

European Banks Brace for Capital Hit

New Rules Reduce Capital Buffers in Short Term

04/08/2014

Broker says messages with UBS banker were 'misleading'

U.K. prosecutors have charged nine people with criminal misconduct in relation to the scandal.

04/08/2014

Magic circle law firm has announced the election of 21 new partners

Magic circle law firm yesterday unveiled its latest round of promotions, making up seven new London partners among the 21 lawyers named.

04/08/2014

Former Barclays chief Diamond spared court appearance as bank settles Libor test case with care home

Guardian claimed Barclays had mis-sold it complex insurance

04/08/2014

Lawyers need to be kinder to their own wealth

Many of the larger wealth managers on our panel have dedicated teams

04/08/2014

Regulation and the Evolving European Institutional Landscape

Rising to the challenge of solutions-driven investing

04/08/2014

Britain's banks pay out $1 billion for swaps mis-selling

The products were designed to protect smaller companies

04/08/2014

Banks behind schedule on swap scandal compensation

Financial Conduct Authority says banks are not compensating small businesses as fast as expected

04/08/2014

UK banks pay out 600m pounds for mis-selling, FCA says

Britain’s biggest banks have so far paid around 600m pounds for mis-selling interest rate hedging products, according to the UK’s Financial Conduct Authority .

04/07/2014

More pain lies ahead for British banks

Banks must reconcile the demands of investors, regulators and customers, says KPMG

04/07/2014

World's Largest Investors Engage Stock Exchanges on Sustainability Reporting Standard for Companies

Sustainability advocacy group Ceres, in collaboration with BlackRock and other major institutional investors across the globe, announced an initiative to engage global stock exchanges, via the World Federation of Exchanges, on a uniform standard for susta

04/07/2014

British millionaire gold dealer shot twice in head as he arrived at Spanish villa

Spanish police are seeking a blonde Eastern European in her twenties, believed to be his former lover.

04/07/2014

UK financial watchdog says 73 pct of advisers fail to come clean on costs

Too many advisory firms are not being clear with consumers on how much advice costs, the type of service they offer and what on-going services they provide.

04/07/2014

Macfarlanes Announces Nine New Partners and Four Senior Counsel

The nine new partners work across a total of seven different areas of the practice: M&A, Derivatives & Trading, Funds, Litigation, Private Client, Tax, Financial Services and Regulation.

04/07/2014

The Next Phase of EMIR is Coming Soon - Are You Ready? By: Diven Chatrath

The EMIR reporting start date of 12th February 2014 has now passed

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