10/29/2013
Barclays Faces Investigation Into Currency Trading Manipulation
Barclays has become the latest bank to admit it is facing an investigation into whether its staff were involved in attempts to manipulate global foreign exchange markets.
10/29/2013
Barclays has become the latest bank to admit it is facing an investigation into whether its staff were involved in attempts to manipulate global foreign exchange markets.
10/29/2013
Wheatley will say that "this is a critical period for the industry" and that the FCA will now ask challenging questions.
10/29/2013
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London.
10/29/2013
It is a pleasure to welcome you all here today to talk to you about UK asset management – about the leading international role of our sector.
10/28/2013
The Zurich stock exchange’s regulatory unit said it’s investigating Liechtensteinische Landesbank AG for possibly breaching rules on the disclosure of management transactions.
10/28/2013
The Financial Services Compensation Scheme has confirmed that it will raise an interim levy on investment intermediaries before June 2014
10/28/2013
The FCA has fined Dutch financial services firm Rabobank £105m for “serious, prolonged and widespread misconduct” relating to Libor manipulation.
10/27/2013
The firm also shook up its eight-member London management committee earlier this year
10/27/2013
Asset managers are under pressure to provide greater transparency and accountability in terms of how they pay for the equity research they receive
10/27/2013
Citigroup will announce details of its eagerly-awaited revamped panel early next month
10/27/2013
A new PwC poll of major UK asset management firms reveals that 100% believe there is a lack of appropriately qualified compliance staff in the market.
10/27/2013
The bank is thought to be facing fines of more than £600m from regulators on both sides of the Atlantic, who are continuing their investigations into alleged manipulation of the key interest rate.
10/24/2013
SJ Berwin has broadened the managerial lineup for its real estate group, as part of the firm’s efforts to line up its practice management structure with King & Wood Mallesons
10/23/2013
The Financial Conduct Authority says it remains concerned about the use of incentives in investment and protection sales and that issues which can lead to misselling,
10/23/2013
The new recruits will join our nationally recognised team of expert advisers who make up one of the UK’s largest Private Wealth practices.
10/23/2013
The Financial Conduct Authority has proposed new rules for regulating the crowdfunding and peer-to-peer lending industry.
10/23/2013
The FCA yesterday issued a guidance paper indicating that it approved bulk coversion.
10/22/2013
Firms under FCA investigation would not be named until it had decided to take action.
10/21/2013
Half of advisers have thought about launching an execution-only proposition following the introduction of the Retail Distribution Review
10/20/2013
He was arrested at the hotel and he is now being held in prison