10/29/2013
Regulator threatens "revolutionary" approach to achieve asset management transparency
Wheatley will say that "this is a critical period for the industry" and that the FCA will now ask challenging questions.
10/29/2013
Wheatley will say that "this is a critical period for the industry" and that the FCA will now ask challenging questions.
10/29/2013
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London.
10/29/2013
It is a pleasure to welcome you all here today to talk to you about UK asset management – about the leading international role of our sector.
10/28/2013
The Zurich stock exchange’s regulatory unit said it’s investigating Liechtensteinische Landesbank AG for possibly breaching rules on the disclosure of management transactions.
10/28/2013
The Financial Services Compensation Scheme has confirmed that it will raise an interim levy on investment intermediaries before June 2014
10/28/2013
The FCA has fined Dutch financial services firm Rabobank £105m for “serious, prolonged and widespread misconduct” relating to Libor manipulation.
10/27/2013
The firm also shook up its eight-member London management committee earlier this year
10/27/2013
Asset managers are under pressure to provide greater transparency and accountability in terms of how they pay for the equity research they receive
10/27/2013
Citigroup will announce details of its eagerly-awaited revamped panel early next month
10/27/2013
A new PwC poll of major UK asset management firms reveals that 100% believe there is a lack of appropriately qualified compliance staff in the market.
10/27/2013
The bank is thought to be facing fines of more than £600m from regulators on both sides of the Atlantic, who are continuing their investigations into alleged manipulation of the key interest rate.
10/24/2013
SJ Berwin has broadened the managerial lineup for its real estate group, as part of the firm’s efforts to line up its practice management structure with King & Wood Mallesons
10/23/2013
The Financial Conduct Authority says it remains concerned about the use of incentives in investment and protection sales and that issues which can lead to misselling,
10/23/2013
The new recruits will join our nationally recognised team of expert advisers who make up one of the UK’s largest Private Wealth practices.
10/23/2013
The Financial Conduct Authority has proposed new rules for regulating the crowdfunding and peer-to-peer lending industry.
10/23/2013
The FCA yesterday issued a guidance paper indicating that it approved bulk coversion.
10/22/2013
Firms under FCA investigation would not be named until it had decided to take action.
10/21/2013
Half of advisers have thought about launching an execution-only proposition following the introduction of the Retail Distribution Review
10/20/2013
He was arrested at the hotel and he is now being held in prison
10/20/2013
France is delving into what it calls the "bien mal aquis"