10/14/2013
Aviva plc : UK: Advisers Agree Post-RDR Landscape is Better Than Predicted
28% have seen an increase in active clients post RDR
Legal, Regulation & Compliance
10/14/2013
FX Fixing Scandal: Ex-RBS and JPMorgan Trader Richard Usher Tipped to Be at Centre of Probe
JPMorgan's Chief Dealer in London, Richard Usher, is tipped to be the trader at the centre of a currency fixing probe
10/13/2013
US joins UK in probing foreign exchange trades
THE US is set to join Britain’s regulators in investigating possible market manipulation in foreign exchange.
10/13/2013
Libor Splits U.K. Judges as Barclays Case Goes to Appeals Court
It’s a very unusual situation that two commercial court judges have come to such divergent opinions
10/13/2013
What has Grant Thornton got to hide, asks Tchenguiz
Property entrepreneurs Vincent and Robert Tchenguiz won a court order in July to force the Grant Thornton duo to hand over five reports that they believe played a major part in their dawn raid-style arrest in March 2011 by the Serious Fraud Office.
10/13/2013
Penningtons and Manches Combine to Create 115 Partner Law Firm
Two leading London and South East law firms, Penningtons Solicitors LLP and Manches LLP, have joined forces to become one of the dominant legal players in the region.
10/12/2013
UK court to hear evidence ahead of landmark Libor ruling
A British court will this week consider whether attempted manipulation of the benchmark interest rate Libor can invalidate loans and other deals or show that banks mis-sold products that were based upon the rate.
10/11/2013
Deutsche Bank’s Jain Says FX Allegations Eroding Trust
Deutsche Bank AG Co-Chief Executive Anshu Jain, whose company is the world’s biggest trader of currencies
10/10/2013
FCA defends 'pragmatic' data collection despite anger over rising costs
FCA chairman John Griffith-Jones has defended the regulator’s “pragmatic” data collection despite industry concerns over escalating costs.
10/10/2013
Most Highly Regarded Firms: Information Technology 2013
The firm’s depth of expertise is evidenced with listings spanning the breadth of its international offices.
10/09/2013
FCA Looks to Extend FSCS Payouts to Larger Firms
Larger unincorporated firms including charities could be in line for FSCS payouts
10/09/2013
New reporting obligations for trusts in Italy - Withers
New reporting obligations for trusts in Italy
10/09/2013
Private Equity Partner Joins Latham & Watkins in London
New partner further underlines London office growth
10/09/2013
Britain Weighs Creating System to Reward Whistle-Blowers
British government is considering creating a reward system, similar to ones in the United States
10/09/2013
Libor Scandal’s ‘Rain Man’ Has New Legal Muscle Onside
Tom Hayes,The former trader facing criminal charges related to alleged Libor manipulation
10/07/2013
FCA's Griffith-Jones: 'there is more work to be done on suitability'
Suitability remains firmly on the Financial Conduct Authority’s radar in the wealth management sector
10/07/2013
Regulatory change could cost European fund managers up to $500 million per annum, according to study by BNY Mellon and EY
European funds industry faces extra expenses totalling between $300 million and $500 million per annum over the next three years to address new regulatory requirements, according to a study by BNY Mellon, the global leader in investment management and inv
10/06/2013
Raising The Bar With A New Corporate Governance Index?
Code is always seen in London as a ‘work in progress’
10/06/2013
Alan Hughes: What Advisers Can Learn from the Axa fine
Axa Wealth’s £1.8m fine shows firm failed to take its own findings seriously and was more concerned with hitting sales targets.
10/06/2013
FCA crackdown on fund managers gathers pace
The newspaper also reports the regulator has put together its first asset management supervisory team, which consists of more than 50 employees.