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Legal, Regulation & Compliance

05/16/2013

Ex-BlackRock Manager’s Arrest May Give FCA Its First Big Fish

The arrest of a former BlackRock Inc. fund manager may move the regulator from small-fry insider-trading cases to its first big fish

05/16/2013

Withers and Speechly settle on proposed name ahead of merger votes

It is currently unclear whether the firms will fully financially integrate

05/15/2013

Head of SocGen’s Russia arm detained on suspicion of taking bribes

Black-clad police with automatic rifles stormed the Moscow offices of Rosbank, French bank Société Générale’s daughter company in Russia, and detained the bank’s chief executive on Wednesday on suspicion of receivin

05/15/2013

HMRC cleared of letting Goldman off £20m in 'sweetheart' deal

The UK taxman has been cleared of letting Goldman Sachs off £20m in a "sweetheart" deal but was told it was wrong to factor in potential embarrassment to Chancellor George Osborne in its decision making.

05/15/2013

PIMS: HMRC U-turned over rebate tax decision

They had a different opinion and that has changed in six months

05/15/2013

Ashcourt Rowan in court battle with ex-adviser over role at rival

Took the case to the High Court to enforce an anti-competition clause

05/14/2013

'We can't push a mountain': FCA issues rallying call to advisers

Being a reactive regulator no longer works

05/14/2013

RP Martin Said to Suspend Two Executives Amid Libor Probe

wo people with knowledge of the matter

05/13/2013

Ex-BlackRock Star Held In City Trading Probe

A former star fund manager at BlackRock was arrested last month as part of an insider trading probe, Sky News learns.

05/13/2013

Wealth manager issued final notice by FCA

The Financial Conduct Authority (FCA) has issued a final notice to a discretionary and wealth manager based in Warwickshire.

05/12/2013

TV presenters, bankers and government advisers among 1,000 Britons linked to tax havens

It also includes Goldman Sachs and Coutts, The Queen's bank

05/12/2013

EU Council Update on MiFID II

The Presidency has proposed a compromise solution

05/12/2013

Henderson in-house team shrinks amid shift to using law firms more

Henderson Global Investors’ UK in-house legal team has shrunk by nearly 30 per cent in the past year following a shift to farming out more of its lower-level work to law firms.

05/12/2013

Dundas targets London merger after run of City exits

Dundas & Wilson is pushing to secure a London merger following a string of exits in the City and failed talks with Bircham Dyson Bell in 2011.

05/09/2013

DWF bulks up real estate with Eversheds team

DWF has recruited 13 lawyers

05/08/2013

KPMG faces double inquiry by reporting watchdog

whether it had committed an ethical breach “in relation to the non-timely disposal of a shareholding

05/07/2013

FCA delays Ucis paper ‘to get it right’

We are working towards publishing our final policy statement as soon as possible

05/07/2013

Italy court upholds Berlusconi tax fraud conviction

An appeals court in Italy has upheld the conviction for tax fraud of former Prime Minister Silvio Berlusconi.

05/06/2013

APRA Update: Clarity welcome on liquidity, but uncertainty remains in key areas - KPMG

APRA’s update on revised liquidity requirements offers greater clarity in respect to the liquidity levels banks and other ADIs will be expected to hold, however a number of important issues remain unresolved.

05/06/2013

ABN’s EU Court Challenge on Acquisition Ban to Be Heard June 4

The Netherlands took full control of ABN Amro Holding NV assets when their owner Fortis ran out of short-term funding in 2008.

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