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Legal, Regulation & Compliance

02/05/2026

FCA stops Advantage Wealth Management Ltd from carrying out regulated activities and imposes assets restriction

The action follows concerns that AWM is not being managed in a way that ensures that its affairs are conducted in a sound and prudent manner.

02/05/2026

Bank Rate maintained at 3.75% - February 2026 Monetary Policy Summary and Minutes

The Bank of England’s Monetary Policy Committee is responsible for making decisions about Bank Rate.

02/04/2026

RiskConcile confirms latest acquisition in growth strategy

Targets regulatory reporting in private, alts space

02/04/2026

Upper Tribunal finds that Banque Havilland devised a plan to harm the Qatari economy

The Tribunal agreed with the FCA that significant fines should be imposed

02/04/2026

ECB bank lending survey shows no imminent private investment surge

Loan demand by firms did increase somewhat, but mainly because of working capital and inventory needs.

02/04/2026

FCA and SRA issue joint warning to firms representing motor finance commission claims

The regulators are reminding CMCs and law firms that they are expected to have robust checks in place to confirm consumers have not already instructed another representative.

02/04/2026

Regulators announce first firms to join Scale-up Unit

The Prudential Regulation Authority and Financial Conduct Authority have announced the first cohort of banks and building societies to benefit from their joint Scale-up Unit.

02/04/2026

Encouraging innovation, managing risks: the ECB’s approach to digital transformation

Innovation is a key driver of economic growth and productivity. In banking, as in other sectors, standing still means falling behind.

02/03/2026

Private equity must be wary of regulators amid wealth deal spree

The increasing regulatory burden has become a challenge for buyers, a leading investor in the sector says

02/02/2026

Major UK pension change 2026 includes new '£1,000 rule'

Major pension reforms will give people better access to their money and make it easier to understand their retirement savings - but some changes will hit taxpayers in the pocket

02/02/2026

​EBA launches consultation on amendments to Guidelines on the systemic risk buffer

The revised Guidelines aim to facilitate a more effective use of the systemic risk buffer to address systemic risks stemming from climate change.

02/02/2026

BCL Sanctions Round-Up: Key UK and Global Developments

It considers, amongst other matters, OFSI’s imposition of a monetary penalty on the Bank of Scotland

01/30/2026

French fund manager blasts EU regulators

This is the view of Hughes Beuzelin, chief executive of French fund manager BDL Capital Management.

01/30/2026

Government response to Parliamentary and Health Service Ombudsman’s (PHSO) Investigation into Women’s State Pension age communications and associated issues

The Secretary of State for Work and Pensions Pat McFadden delivered a speech to Parliament to announce the Government's new response to the PHSO State Pension age communication investigation as it relates to communications on State Pension age.

01/30/2026

The FCA’s long term review into AI and retail financial services: designing for the unknown

This will culminate in an external publication to support informed debate.

01/30/2026

Charles Russell Speechlys advises Management Refined Limited on the sale of its wholly owned subsidiary Meganexus Limited to NEC Software Solutions UK

This transaction strengthens NECSWS’ portfolio of justice and rehabilitation services used by Ministry of Justice, prisons and probation services.

01/29/2026

The sky’s the limit: shaping the UK’s digital financial future - speech by Sasha Mills

Given at The Tokenisation Summit

01/29/2026

Emil the Seal hijacks Waterloo station to warn commuters about investment scams

As curious passers-by approached the machine, the screen slid open to unveil Emil the Seal, the FCA's finance-friendly mascot, delivering a blunt message about the dangers of investment scams.

01/29/2026

FCA seeks views on how to help close the protection gap

There are a wide range of products, most consumers can claim when they need to, and the costs of cover have remained stable in the last few years.

01/28/2026

Investigations against Deutsche Bank

The German Federal Criminal Police Office has conducted raids at Deutsche Bank branches in Frankfurt and Berlin.

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