12/13/2018
The U.S.-UK Covered Agreement is an important step in providing regulatory certainty and market continuity as the United Kingdom prepares to leave the European Union in March 2019
12/13/2018
Today the Competition and Markets Authority (CMA) published the final report (link is external) and remedies for its market investigation of investment consultancy and fiduciary management services.
12/13/2018
The DP does not propose any changes to the authorised fund rules.
12/13/2018
The reason for this turn of events is unclear, although there are indicators that the retraction is the result of opposition by other Government departments
12/12/2018
Critics say the proposed law, which stalled following the US mid-term elections, would place an unnecessary burden on dealers
12/12/2018
Christian Sewing’s ‘new era’ hamstrung by repeated emergence of lender’s past problems
12/12/2018
The standard incorporates feedback collected during the February 2018 public consultation from Pillar 3 preparers and users. In particular, the CVA disclosure requirements have been substantially streamlined.
12/12/2018
All data, unless referenced, is taken from Walkers' in-house investment funds survey.
12/12/2018
Several well-known banks are named in the Austrian and Colorado indictments as providing loans or other banking and investment services to Lasshofer.
12/12/2018
The ECB had hoped that by buying government bonds, as part of its wider “quantitative easing” program, it would lower the interest rates faced by heavily-indebted members that were struggling to borrow more money at competitive rates on the ma
12/12/2018
The agreement between the EU and the US eliminated collateral and local presence requirements for qualified reinsurers and facilitated the exchange of information between EU and US supervisors. It also included prudential benefits.
12/12/2018
Addressing the most recent figures, the FCA said that in recent months the number of applications being handled had outpaced the number being received, which meant the number in progress had fallen.
12/12/2018
Millions of pounds of investment potentially put in jeopardy
12/12/2018
The companies have entered into a call and put option agreement, which could see Catella sell more of its position or Söderberg & Partners buy more if appropriate.
12/11/2018
Firms reviewed by the FCA generally lacked Board members with strong familiarity or specific technical cyber-expertise.
12/11/2018
Reactions from the protesters, who have mounted roadblocks around France since mid-November wearing the fluorescent yellow safety tops that have become their symbol, were not as clear.
12/11/2018
This is the second fraud case in recent years in the Swiss city involving client assets at Credit Suisse.
12/11/2018
Last year’s update was our most comprehensive yet and the response was excellent, with our highest-ever attendance by some distance.
12/11/2018
Legislation means the channel island avoids inclusion in the EU blacklist for tax havens
12/11/2018
The extension of the SM&CR will ensure that all staff understand who has ultimate and overall responsibility.