05/23/2018
FCA puts robo advisors to the test...and finds them wanting
The first review looked at 7 firms offering automated online discretionary investment management.
05/23/2018
The first review looked at 7 firms offering automated online discretionary investment management.
05/22/2018
It added that some firms did not ask about clients knowledge and experience at all, falling foul of rules about on discovery.
05/22/2018
Look beyond the compliance side of the GDPR
05/22/2018
Banker says deferred compensation withheld after hiring probe
05/22/2018
The fund, which has been authorised under the Jersey Private Fund regime, has appointed Techemy Capital Limited as investment adviser and will invest in cryptographic token deal flow.
05/21/2018
A careful review will need to be made of all structures with a UK connection and a UK tax filing requirement. It may also be necessary to revisit the original tax advice received as any errors or omissions will also be caught within these new rules.
05/21/2018
Requirement to charge for arranging ‘access’ leads some to ditch middlemen
05/21/2018
In March 2017, Mr and Mrs B made official complaints to both their IFA and Rathbones.
05/21/2018
This announcement contains inside information for the purposes of Article 7 of the Market Abuse Regulation (EU) No 596/2014
05/21/2018
To combat this corruption, the report says the UK Government must show stronger political leadership in ending the flow of dirty money into the UK.
05/21/2018
The Financial Conduct Authority has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.
05/21/2018
Linklaters China head William Liu said: “Market shifts indicate that outbound work and high-end domestic transactions will become ever more important for our business.
05/18/2018
Four former Barclays bankers and one Deutsche Bank employee each face one charge of conspiracy to defraud by dishonestly manipulating Brussels-based Euribor rates between 2005 and 2009.
05/18/2018
EU launching the process to activate the ‘blocking statute’ from 1996, on Friday morning at 10:30: Jean-Claude Juncker
05/18/2018
The aims and potential consequences of this overwhelming EU legislation on the insurance sector have been already presented and commented by many authors.
05/18/2018
Firm of the Year 2018: Hogan Lovells
05/18/2018
The investment industry is heavily represented on the panel
05/18/2018
A law firm outlines how financial advice firms can protect themselves from the criminal offence of failing to prevent tax evasion.
05/18/2018
Giving “anything but ‘vanilla’ tax planning is becoming dangerous for advisers”, as they face a rise in civil and criminal penalties aimed preventing tax evasion, James Quarmby, private client partner at Stephenson Harwood has warn
05/18/2018
Particularly exciting over the coming months will be our work with fellow regulators on a blueprint of the global sandbox – in which innovative firms can test in multiple jurisdiction, minimising time to market.