06/01/2018
The EFAMA Stewardship Code highlights how, through stewardship, asset managers can encourage best business and management practices in companies on environmental, governance, human rights and social challenges.
06/01/2018
In a statement on its website earlier today (1 June) STM said it was still working with Deloitte, which is carrying out the review, and the Gibraltar Financial Services Commission in order to finalise the ‘skilled person report’ which is simil
06/01/2018
No walking back ‘act of parliament’
06/01/2018
At SS&C, we have developed a solution for asset managers that incorporates all template requirements as well as other plausible data requirements
05/31/2018
Financial Conduct Authority changes that allow asset managers to more easily switch investors between share classes could still see a minority of investors refusing to budge.
05/31/2018
It is uncertain how much of the new assertiveness can be traced to the US initiative.
05/31/2018
The Financial Conduct Authority has taken strong action against a financial advice firm by cancelling its permissions after it failed to submit its regulatory returns.
05/31/2018
The Act also places an onerous obligation on companies to ensure that they have adequate procedures in place to prevent bribery.
05/31/2018
The accelerated growth of new and innovative technologies, an excessive amount of available financial information, and increasingly sophisticated financial products make it progressively more difficult for retail investors to navigate today’s comple
05/31/2018
Life after MiFID II and GDPR – new research reveals the future of compliance
Every new rule and regulation can ultimately be turned to commercial advantage, with 93% of respondents saying that compliance could be used strategically
05/31/2018
Investigations found a total of at least £21m was invested into the schemes through tactics such as cold-calling.
05/31/2018
The Financial Conduct Authority has announced new proposals designed to protect millions of people who use overdrafts and high-cost credit.
05/30/2018
LOD, formerly lawyers on demand, was founded in 2007 by Simon Harper who was then a partner in legacy BCLP.
05/30/2018
Credit rating downgrades, a new round of elections among the threats
05/30/2018
Central bank chief warns politicians as Di Maio calls for coalition talks to restart
05/30/2018
Outspoken Putin critic tweeted arrest from back of police car
05/30/2018
The Guidelines, by supporting a consistent and harmonised application of the requirements in the area of suitability, will ensure that MiFID II’s objectives are achieved.
05/30/2018
Gowling WLG's finance litigation experts bring you the latest on the cases and issues affecting the lending industry
05/30/2018
Avoiding financial penalties
05/30/2018
A law firm has issued more than 30 cases against self-invested personal pension provider Liberty Sipp, claiming it is the biggest lawsuit ever taken against the provider.