02/22/2022
FCA: ‘It can be difficult to have a sensible levy’
Last year, the FSCS forecasted a levy of £900m for 2022/23, and advisers will yet again contribute the maximum £240mn.
02/22/2022
Last year, the FSCS forecasted a levy of £900m for 2022/23, and advisers will yet again contribute the maximum £240mn.
02/22/2022
All the tests, analyses and investigations carried out will form a base for this work. We will also draw on experience from the rapid international development that is now taking place in this field.
02/22/2022
The group described SES as “the most basic form” of e-signature in wide use in the UK.
02/22/2022
The FCA will update on next steps once it has developed its thinking further, including potentially in its feedback to the Call for Input on the Pensions Consumer Journey, which the FCA plans to publish in the first half of this year.
02/21/2022
It also reminded them that using messages sent from private phones for business is a violation of company policy.
02/21/2022
The Organized Crime and Corruption Reporting Project alleged Credit Suisse flouted international banking rules by having human rights abusers and criminals as its clients.
02/21/2022
The Court concluded that as long as no specific measure has been taken, no invasion of fundamental rights has occurred and thus no constitutional complaint can be brought.
02/21/2022
More than half of the FCA’s staff have told the Staff Consultative Committee they are considering quitting if the regulator’s executive team brings in its pay proposals.
02/21/2022
While the ECB is supportive of the proposed initiatives, it recommends some amendments and has published drafting proposals in technical working documents attached to each opinion.
02/21/2022
The UT also dismissed the company's application for disclosure of documents relating to the FCA's decision-making process with regard to the Decision Notice.
02/20/2022
The FCA also reminds firms that it is a criminal offence to proceed with transactions before it has made a decision or before the statutory assessment period has expired.
02/18/2022
The report also highlights considerations for the regulatory framework and how it can support the adoption of AI.
02/18/2022
More broadly, PIMFA argues the proposed implementation period of nine months is insufficient and does not reflect the importance the FCA has itself placed on the Duty’s wider impact on financial services.
02/18/2022
Compensation to date has come to £31.6mn, with a large part of this relating to return of funds as part of a transfer to a new broker.
02/18/2022
The Investor visa was a popular option for high net worth individuals looking to settle in the UK, but there are other options available, including a new ‘Scale Up’ visa due to be introduced shortly.
02/18/2022
The projects contribute to a green recovery from the COVID-19 pandemic and support the European Green Deal's objectives of making the EU climate neutral and zero-pollution by 2050.
02/18/2022
Such rules include banning cold calling and all commission payments to intermediaries to make sure products offer fair value.
02/18/2022
Bailey’s tin-eared comment on workers’ wage restraint makes timing of bumper payouts tricky
02/18/2022
According to state aid and trade law specialist Dr. Totis Kotsonis of Pinsent Masons,this case raises a number of interesting points.
02/18/2022
Aegon does not think these should be called 'warnings' at all