• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

01/17/2023

FCA publishes further information about restrictions placed on Micro-E C.I.C

Micro-E’s director appears to have used the director’s loan account for personal reasons.

01/17/2023

London-listed law firm Knights bolsters business with Meade King acquisition

The acquisition is set to expand Knight’s reach into the wider UK by giving it a footprint in Bristol and the south-west of England.

01/17/2023

Andrew Bailey: BoE did not trade Solvency II for the removal of call in powers

‘Hangover’ of Mini Budget damage

01/17/2023

VCTA calls for more clarity on sunset clause postponement

VCTA chair Will Fraser-Allen told Money Marketing: “What we need to do now is to work with the Treasury.@

01/17/2023

Advice firm Better Retirement Group fails with the FSCS

Before the investigation, 17 cases received by the Financial Ombudsman Service had been upheld against Better Retirement Group last year.

01/16/2023

The HR and employment issues that will shape the UK workplace in 2023

If this process results in a rolling back of employment legislation, HR will be considering whether to retain policies or whether to leverage greater flexibility.

01/16/2023

FCA whistleblowing data shows reporting up 14%

The number of allegations reported saw a significant increase, jumping by 55 per cent.

01/13/2023

Three tips for struggling borrowers as FCA predicts 750,000 risk defaulting on mortgages

If lots of repossessions take place at the same time, this will mean a slew of properties come to market, driving up supply while demand lags, and this will push down house prices.

01/13/2023

Top EU court upholds annulled fine for HSBC over cartel activity

HSBC appealed the fine to the EU General Court, the bloc's second highest court, and successfully argued in 2019 that the basis for calculating the fine was flawed.

01/13/2023

HMRC to impose controls on tax repayment agents

HMRC has published its finalised policy on enforcing higher standards on tax advisors, including reforms to the currently unregulated repayment agent sector.

01/13/2023

ECB says consumer inflation expectations have eased

Expectations for economic growth for the next 12 months improved to -2 per cent from -2.6 per cent.

01/13/2023

NFT infringes trade mark rights – Italian Court grants preliminary injunction in Juventus case

Therefore, the Court rejected all Blockeras’ arguments of non-infringement and found the NFT CARDS to be an unauthorised and infringing reproduction of the football club’s trade marks.

01/12/2023

First year of new pension transfer regulations marred by ongoing issues

During the first year of the regulations, MaPS has seen huge growth in the number of people requiring guidance appointments and it is positive that so many people may have been saved from fraudsters.

01/12/2023

Financial watchdog consults about protections for insurance customers in financial difficulty

FCA rules also mean that firms must make sure the information they provide customers is fair, clear and not misleading, so customers can make informed decisions.

01/12/2023

FSCS expenses budget rises by 5% despite claims reduction

In a budget update announced today (12 January), FSCS chief executive Caroline Rainbird said the proposed management expenses budget is to help it meets running costs due to rising inflation.

01/11/2023

FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

The bank also failed to monitor customer transactions and business relationships to the required standard.

01/11/2023

Addleshaw Goddard: Financial Services & Banking News

The PRA also expects to complete its assessment of any outstanding branches within the temporary permissions regime and will set out its proposed supervisory approach to branches.

01/11/2023

FCA penalises Al Rayan Bank for anti-money laundering failures

The firm failed to adequately check its customers’ Source of Wealth and Source of Funds

01/11/2023

FCA consults on protection for customers in financial difficulty

The FCA said the consultation is seeking to introduce “insurance guidance that applies to all customers in financial difficulty”.

01/10/2023

FCA: ‘Cost of living important context for the consumer duty’

There are four in total: the products and services outcome, the price and value outcome, the consumer support outcome and the consumer understanding outcome.

  • 1
  • 2
  • 3
  • …
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • …
  • 1060
  • 1061
  • 1062

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Temenos acquires additiv to strengthen its Wealth proposition and accelerate AI-driven orchestration

06-08-2026

Nedgroup Investments MD shares thoughts on industry consolidation, ‘experience gap’

06-08-2026

UK-based Creator Fund closes €48.6 million fund to back Europe’s scientific founders before pitch deck stage

06-08-2026

Janus Henderson and General Catalyst’s Percepta Build AI-Native Investment and Client Tools, Powered by Anthropic's Claude

06-12-2026

CaixaBank S A : Wealth Management surpasses €200 billion in assets under management

06-12-2026

Why better data management is non-negotiable in wealth management

06-10-2026

Consumers warned about misleading car finance 'money tips' claims ads

06-09-2026

Wealth management: how to stay on course when markets lose their bearings

06-08-2026

Brown Shipley announces launch of Quintet Financial Services (QFS), enhancing its UK institutional offering

06-12-2026

8 Wealth Planning lessons we can learn from the World Cup

06-12-2026

Janus Henderson and General Catalyst’s Percepta Build AI-Native Investment and Client Tools, Powered by Anthropic's Claude

06-12-2026

Investec advances wealth and investment management offering

06-12-2026

Quintet introduces Quintet Financial Services (QFS)

06-12-2026

CaixaBank S A : Wealth Management surpasses €200 billion in assets under management

06-12-2026

Lagarde comments at ECB press conference

06-12-2026

FCA decides to fine Carlos Ricardo Fuenmayor £99,600 for disclosure failures

06-12-2026

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2026 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS