08/16/2022
As a result, the FCA will expect that firm to voluntarily apply to cancel its temporary permission and either enter supervised run-off to run-off its UK business (if eligible) or leave the UK perimeter.
08/16/2022
Legally, both have to be paid off at the same time. But I was wondering if we could stagger completion of the two charges.
08/16/2022
Publication of DP22/3 marks an early step on the road to the introduction of a new designation regime for third party providers in respect of the material services they provide to the UK financial services sector.
08/16/2022
So in that role of protecting consumers they must be considerate of clients' best interests, and what that means when unsuitable advice is given.
08/16/2022
Its vision is for all businesses in Scotland to “have become purposeful businesses which profit from finding solutions for people and planet” by 2030.
08/16/2022
The amended guidance, which has been approved by the JMLSG Board, has been submitted to HM Treasury for Ministerial approval.
08/16/2022
Mercer questions whether the accelerated demand could be met by current market participants
08/15/2022
Firms providing restricted advice accounted for 37%.
08/15/2022
The debt financing comprised a package of senior secured TLB and RCF, privately placed senior unsecured notes and privately placed floating rate PIK toggle notes.
08/15/2022
Parties must also notify the minister if such a transaction involves the use of critical technologies such as artificial intelligence, cybersecurity, and defence, as well as the supply of energy, raw materials or food.
08/15/2022
EY has already scrapped the threshold.
08/15/2022
This could be because the computation of the corporate tax base in the UK is complicated and requires a nuanced understanding of different factors – a point highlighted by the Supreme Court earlier this year.
08/15/2022
The licences also enable 4C labs UK to distribute cannabis based medicines to registered UK and Channel Island Pharmacies.
08/12/2022
This extends Apex Group’s existing partnership with Marlin, having been appointed in 2021 to provide outsourced Management Company, Middle Office and Fund Administration services to the Marlin Money Market Fund.
08/12/2022
The letter raises concerns about the PRA's proposals for the strong and simple prudential framework for non-systemic domestic banks and building societies.
08/12/2022
All the money vanished when the firm went bust. Schools received £19.5mn from the Cayman Islands-registered fund, using some of the money to buy an estate in Cumbria.
08/12/2022
It would not be unreasonable for SJP to assume that its appointed representatives could make informed decisions for themselves.
08/12/2022
The FCA has introduced a transitional period for the self-assessment document, allowing principals up to a year after the rules come into force
08/12/2022
It remains to be seen whether the CMA will appeal the CAT ruling to the Court of Appeal in London.
08/12/2022
One in five said automation of processes could prove to be the biggest threat to public trust in the insurance profession.